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1.
This study examines the ways in which the adaptive capacity of households to climatic events varies within communities and is mediated by institutional and landscape changes. We present qualitative and quantitative data from two Maasai communities differentially exposed to the devastating drought of 2009 in Northern Tanzania. We show how rangeland fragmentation combined with the decoupling of institutions and landscapes are affecting pastoralists’ ability to cope with drought. Our data highlight that mobility remains a key coping mechanism for pastoralists to avoid cattle loss during a drought. However, mobility is now happening in new ways that require not only large amounts of money but new forms of knowledge and connections outside of customary reciprocity networks. Those least affected by the drought, in terms of cattle lost, were those with large herds who were able to sell some of their cattle and to pay for private access to pastures outside of Maasai areas. Drawing on an entitlements framework, we argue that the new coping mechanisms are not available to all, could be making some households more vulnerable to climate change, and reduce the adaptive capacity of the overall system as reciprocity networks and customary institutions are weakened. As such, we posit that adaptive capacity to climate change is uneven within and across communities, is scale-dependent, and is intimately tied to institutional and landscape changes.  相似文献   

2.
There has been a decrease in grazing mobility in the Mongolian grasslands over the past decades. Sedentary grazing with substantial external inputs has increased the cost of livestock production. As a result, the livelihoods of herders have become more vulnerable to climate variability and change. Sedentary grazing is the formal institutional arrangement in Inner Mongolia, China. However, this may not be an efficient institutional arrangement for climate change adaptation. Self-organized local institutions for climate change adaptation have emerged and are under development in the study area. In this study, we did exploratory analyses of multiple local institutions for climate change adaptation in the Mongolian grasslands, using an agent-based modeling approach. Empirical studies from literature and our field work show that sedentary grazing, pasture rental markets, and reciprocal pasture-use groups are three popular institutional arrangements in the study area. First, we modeled the social–ecological performance (i.e., livelihood benefits to herders and grassland quality) of these institutions and their combinations under different climate conditions. Second, we did exploratory analyses of multiple social mechanisms for facilitating and maintaining cooperative use of pastures among herders. The modeling results show that in certain value-ranges of some model parameters with assumed values, reciprocal pasture-use groups had better performance than pasture rental markets; and the comparative advantage of cooperative use of pastures over sedentary grazing without cooperation becomes more evident with the increase in drought probability. Agent diversity and social norms were effective for facilitating the development of reciprocal pasture-use groups. Kin selection and punishments on free-riders were useful for maintaining cooperation among herders.  相似文献   

3.
Climate variability has been evident on the Mongolian plateau in recent decades. Livelihood adaptation to climate variability is important for local sustainable development. This paper applies an analytical framework focused on adaptation, institutions, and livelihoods to study climate adaptation in the Mongolian grasslands. A household survey was designed and implemented in each of three broad vegetation types in Mongolia and Inner Mongolia. The analytical results show that livelihood adaptation strategies of herders vary greatly across the border between Mongolia and Inner Mongolia, China. Local institutions played important roles in shaping and facilitating livelihood adaptation strategies of herders. Mobility and communal pooling were the two key categories of adaptation strategies in Mongolia, and they were shaped and facilitated by local communal institutions. Storage, livelihood diversification, and market exchange were the three key categories of adaptation strategies in Inner Mongolia, and they were mainly shaped and facilitated by local government and market institutions. Local institutions enhanced but also at times undermined adaptive capacity of herder communities in the two countries, but in different ways. Sedentary grazing has increased livelihood vulnerability of herders to climate variability and change. With grazing sedentarization, the purchase and storage of forage has become an important strategy of herders to adapt to the highly variable climate. The multilevel statistical models of forage purchasing behaviors show that the strategies of livestock management, household financial capital, environmental (i.e., precipitation and vegetation growth) variability, and the status of pasture degradation were the major determinants of this adaptation strategy.  相似文献   

4.
This paper assesses the vulnerability of grape growers and winery operators in the Okanagan Valley, British Columbia to climate variability and change, in the context of other sources of risk. Through interviews and focus groups, producers identified the climatic and non-climatic risks relevant to them and the strategies employed to manage these risks. The results show that the presence of multiple exposures affects the way in which producers are vulnerable to climate change. Producers are vulnerable to conditions that not only affect crop yield, but also affect their ability to compete in or sell to the market. Their sensitivity to these conditions is influenced in part by institutional factors such as trade liberalization and a “markup-free delivery” policy. Producers’ ability to adapt or cope with these risks varies depending on such factors as the availability of resources and technology, and access to government programmes. Producers will likely face challenges associated with the supply of water for irrigation due to a combination of climatic changes and changing demographics in the Okanagan Valley, which in turn affect their ability to adapt to climatic conditions. Finally, adaptations made by producers can change the nature of the operation and its vulnerability, demonstrating the dynamic nature of vulnerability.  相似文献   

5.
Smallholder farmers continuously confront multiple social and environmental stressors that necessitate changes in livelihood strategies to prevent damages and take advantage of new opportunities, or adaptation. Vulnerability, meaning susceptibility to harm, is attributable to social determinants that limit access to assets, leading to greater exposure and sensitivity to stressors and a limited capacity to adapt. Stressors and adaptation are intertwined because stressors deplete resources available for adaptation, while adaptation may erode resources available to respond to future stressors. We present empirical evidence demonstrating the interactions of multiple stressors and adaptations over time through a case study of indigenous farmers in highland Bolivia. We examine how farmers perceive the stress on their livelihoods, their strategies for adapting to these threats, and the influence of past adaptation and exposure on vulnerability under increasing climatic change. We find that vulnerability changes over time as multiple stressors, such as land scarcity and delayed seasonal rainfall, compound, simultaneously reducing access and demanding the expenditure of household assets for adaptation, including natural capital (water and land), human capital (including labor), and financial, physical, and social capital. To reduce vulnerability over time, constraints on access to key resources must be addressed, allowing households the flexibility to reduce their exposure and improve their adaptive capacity to the multiple stressors they confront.  相似文献   

6.
Africa is thought to be the region most vulnerable to the impacts of climate variability and change. Agriculture plays a dominant role in supporting rural livelihoods and economic growth over most of Africa. Three aspects of the vulnerability of food crop systems to climate change in Africa are discussed: the assessment of the sensitivity of crops to variability in climate, the adaptive capacity of farmers, and the role of institutions in adapting to climate change. The magnitude of projected impacts of climate change on food crops in Africa varies widely among different studies. These differences arise from the variety of climate and crop models used, and the different techniques used to match the scale of climate model output to that needed by crop models. Most studies show a negative impact of climate change on crop productivity in Africa. Farmers have proved highly adaptable in the past to short- and long-term variations in climate and in their environment. Key to the ability of farmers to adapt to climate variability and change will be access to relevant knowledge and information. It is important that governments put in place institutional and macro-economic conditions that support and facilitate adaptation and resilience to climate change at local, national and transnational level.  相似文献   

7.
Payments for ecosystem services (PES) are increasingly promoted as nature-based solutions to climate, environmental, and business challenges. While participation in PES schemes is mandated in countries such as China, Costa Rica, and Vietnam, it remains unclear how PES schemes emerge in countries devoid of national mandates. This article investigates how actors have attempted institutional change to enable PES, by reinterpreting or adapting national laws, policies, and plans. We present an analytical framework theorising how geographical variations in (1) institutional frameworks, and (2) actor capabilities, dictate which institutions actors attempt to change. We then apply this framework to multi-scalar actors and institutions in Thailand and the Philippines. Our empirics reveal the types of institutional work that actors perform such as advocacy, education, mimicry, and networking, and demonstrate how this creates legal and discursive support, and improves stakeholder awareness and acceptance of PES as an environmental management strategy. Eight formal institutions are shown to have undergone change to enable PES across these countries, including those related to indigenous people, energy production, protected areas, pollution control, carbon offsetting, and decentralised governance. We show institutional change to be a geographical and contextual process that requires actors to match the right types of institutional work, with the right mechanism of institutional change, and a suitable target institution if they are to be successful in effecting change. Yet, we also report failed attempts, and explain how informal cultural norms act as challenges to formal institutional change. Through our comparative analysis of multiple institutions, actors, and national settings, we identify trends and make recommendations with global relevance to PES scholars and practitioners, and that can aid other initiatives that seek to address climate change and promote environmental sustainability.  相似文献   

8.
Climate change is expected to disproportionately affect agriculture in Bangladesh; however, there is limited information on smallholder farmers’ overall vulnerability and adaptation needs. This article estimates the impact of climatic shocks on the household agricultural income and, subsequently, on farmers’ adaptation strategies. Relying on data from a survey conducted in several communities in Bangladesh in 2011 and based on an IV probit approach, the results show that a 1 percentage point (pp) climate-induced decline in agricultural income pushes Bangladeshi households to adapt by almost 3 pp. Moreover, Bangladeshi farmers undertake a variety of adaptation options. However, several barriers to adaptation were identified, noticeably access to electricity and wealth. In this respect, policies can be implemented in order to assist the Bangladeshi farming community to adapt to climate change.

Policy relevance

This study contributes to the literature of adaptation to climate change by providing evidence of existing risk-coping strategies and by showing how a household’s ability to adapt to weather-related risk can be limited. This study helps to inform the design of policy in the context of increasing climatic stress on the smallholder farmers in Bangladesh.  相似文献   


9.
适应性治理与气候变化：内蒙古草原案例分析与对策探讨   总被引：1，自引：0，他引：1  
适应性治理通过边学边做,针对各地方的社会经济条件、自然生态系统、地方知识文化等基本特征,基于一个动态、自下而上和自组织的过程不断测试和修正制度安排与知识体系,形成一个旨在解决实际问题的循环过程。通过内蒙古3个地区案例的对比分析研究,基于对其气候变化风险和社会脆弱性的评估,发现其在气候变化影响下形成的不同程度的社会脆弱性正是源于不同的草原利用机制和基于此的社会合作机制。正是因为3个案例地的牧民有着不同的社会资本和社会记忆,所以他们面对极端天气导致的自然灾害时,采取了不同的应对方式,有的牧户可以依赖于社会资本移动牲畜来渡过难关,有的牧户则可以在嘎查范围内重启社会记忆,通过合理安排草场利用和移动牲畜提高自身的抗灾能力,而有的牧户则只能通过买草料独立抗灾。这样不同的结果有力证明了适应性治理在提升这些地区气候变化应对能力方面的必要性和可行性。在地区层面引入适应性治理,可以满足各利益相关方的需求,有利于自然、社会及管理的多学科协同,与“未来地球计划”的协同设计、协同实施和协同推广理念不谋而合,是“未来地球”思想在气候变化适应研究中的实践。  相似文献   

10.
Accounts that address the governance of adaptation are increasingly exploring the ways in which the institutional context can both enable and constrain effective and equal adaptation. This paper contributes to such a growing field by providing empirical evidence derived from participatory field research in the Nepali districts of Chitwan and Nawalparasi in 2010. The results support previous arguments that emphasise the need to address the multi-scalar context of adaptation as a governance issue associated with individual and collective deliberative action (or inaction). Institution analysis identifies the ways in which networks of powerful and well-connected political actors are able to control adaptation projects, flows of knowledge and information, and the ways in which institutions and organisations intervene in response to livelihood needs. This control is under-pinned by an unequal scalar politics that constructs and reproduces particular local adaptation needs at multiple governance scales at once. Many existing tools and frameworks for assessing the institutional elements of adaptation are unable to grapple with these factors systematically. The paper concludes with a call for further attention to forms of scalar politics in the governance of adaptation so that we might be able to more effectively theorise up from local complexity without glossing over inherent power relations, social inequalities, and institutional constraints.  相似文献   

11.
Livestock grazing on natural rangeland vegetation is one of the most extensive land uses on the earth, with important implications for livelihoods, food security and the environment. Factors such as population growth and urban development, a shift from resource-based to service-based economies, and intensification in the livestock industry change the extent and practice of grazing worldwide. We investigated how and why livestock grazing on public lands changed since 1940 in the High Divide region of the Northern Rocky Mountains through a detailed analysis of United States Forest Service (USFS) rangeland management records. Based on a 90-year land use history, we process-traced the proximate causes of changes in grazing, identified the decision-makers, and statistically tested which underlying factors were associated with changes in grazing. The forage annually consumed by livestock in our study area declined by 62% since 1940, the equivalent of about 33,000 fewer cows grazing on public lands for a three-month summer period. Livestock grazing was closed on 21% of the total allotment area. The reductions in grazing were mainly caused by land management and policy factors: evaluations of range condition (27%), carrying capacity estimates (21%) and legal and administrative requirements (14%) derived from the Endangered Species Act (ESA) and National Environmental Protection Act (NEPA). The socio-economic causes of ranch economics (14%) and amenity migration (8%) were comparatively small. Overlap with wilderness and proximity to amenity towns were significant spatial predictors of reductions in grazing. The fate of publicly-owned but privately-used rangelands largely depends on institutions that are able to reconcile the competing values and demands that influence how they are managed.  相似文献   

12.
Despite a wealth of financial, technical, and human capacity in Canadian cities, it remains a challenging task to transform this capacity into effective climate change adaptation and mitigation. Indeed, mitigative and adaptive capacities only represent the potential to achieve the ultimate goals of greenhouse gas and vulnerability reduction. This paper builds on previous explorations of barriers to identify powerful levers by which action can be triggered and sustained at the local level through the study of three municipalities in the Lower Mainland of British Columbia, Canada. The necessity of an explicitly articulated high-level directive, leadership that stimulates an organizational culture of innovation and collaboration, and the ‘institutionalization’ of climate change response measures within standard operating procedures emerged as crucial enablers of action. Addressing a lack of technical, financial, or human resources is less a matter of creating more capacity than of facilitating the effective use of existing resources. This facilitation depends most fundamentally on re-working the path dependent institutional structures, organizational culture and policy-making procedures that have characterized the unsuccessful patterns of climate change policy development in the past. The ultimate goal is to contribute to the ongoing efforts to adapt institutions to the complex and uncertain futures associated with a changing climate, while simultaneously embedding broader sustainability goals in long-range strategic planning.  相似文献   

13.
A global map of drought risk has been elaborated at the sub-national administrative level. The motivation for this study is the observation that little research and no concerted efforts have been made at the global level to provide a consistent and equitable drought risk management framework for multiple regions, population groups and economic sectors. Drought risk is assessed for the period 2000–2014 and is based on the product of three independent determinants: hazard, exposure and vulnerability. Drought hazard is derived from a non-parametric analysis of historical precipitation deficits at the 0.5°; drought exposure is based on a non-parametric aggregation of gridded indicators of population and livestock densities, crop cover and water stress; and drought vulnerability is computed as the arithmetic composite of high level factors of social, economic and infrastructural indicators, collected at both the national and sub-national levels. The performance evaluation of the proposed models underlines their statistical robustness and emphasizes an empirical resemblance between the geographic patterns of potential drought impacts and previous results presented in the literature. Our findings support the idea that drought risk is driven by an exponential growth of regional exposure, while hazard and vulnerability exhibit a weaker relationship with the geographic distribution of risk values. Drought risk is lower for remote regions, such as tundras and tropical forests, and higher for populated areas and regions extensively exploited for crop production and livestock farming, such as South-Central Asia, Southeast of South America, Central Europe and Southeast of the United States. As climate change projections foresee an increase of drought frequency and intensity for these regions, then there is an aggravated risk for global food security and potential for civil conflict in the medium- to long-term. Since most agricultural regions show high infrastructural vulnerability to drought, then regional adaptation to climate change may begin through implementing and fostering the widespread use of irrigation and rainwater harvesting systems. In this context, reduction in drought risk may also benefit from diversifying regional economies on different sectors of activity and reducing the dependence of their GDP on agriculture.  相似文献   

14.
Dzud is the Mongolian term for a severe winter weather disaster. With global change dzud may increase in frequency and intensity, placing livestock and livelihoods at risk. We conducted in-depth case studies of dzud impacts and responses in two mountain-steppe and two Gobi desert-steppe districts in Mongolia. We used focus groups, key informant interviews, a household survey and photovoice to document individual and community experiences with dzud and identify the factors that make some households and communities more vulnerable to dzud and others less so. We found that dzud is a complex social–ecological phenomenon and vulnerability to dzud is a function of interacting physical, biological, socio-economic and institutional factors. Vulnerability was affected by factors within and interactions between communities as well as cross-level dynamics. Communities that are well prepared for dzud at the household level may suffer disproportionate losses if exposure is increased by in-migrating livestock from other districts. Relief aid that helps prevent loss of life, suffering and impoverishment in the short-term may contribute to long-term dependence syndromes, social disparities, and lack of initiative on the part of both herders and local government. Based on our findings, we recommend that dzud policies and programs promote: (1) increased individual responsibility for disaster preparedness; (2) greater cooperation and communication on disaster planning and response among different actors within communities and across governance levels; (3) sustained and scaled out investment in building local capacity for collective action through formal herder organizations; and (4) effective cross-level institutions to manage pastoral movements and pastures.  相似文献   

15.
Floods, windstorms, drought and wildfires have major implications for human health. To date, conceptual advances in analysis of vulnerability and adaptation to climatic hazards from the environmental and social sciences have not been widely applied in terms of health, though key progress is being made particularly in relation to climate change. This paper seeks to take this conceptual grounding further, examining how key themes relate to health concerns, exploring connections with existing health literatures, and developing an organising framework to aid analysis of how vulnerability to health impacts varies within society and how actors make decisions and take action in relation to climatic hazards and health. Social science research on this theme is challenging in part because of the complex mechanisms that link hazard events to health outcomes, and the many-layered factors that shape differential vulnerability and response within changing societal and environmental contexts (including the dual effect of hazards on human health and health systems, and the combination of ‘external’, ‘personal’ and ‘internal’ elements of vulnerability). Tracing a ‘health impact pathway’ from hazard event through health risk effects to health outcomes can provide a research tool with which to map out where the different factors that contribute to vulnerability/coping capacity come into effect.  相似文献   

16.
Multi-level, networked participation is a vital component in building social–ecological resilience and the capacity to adapt to environmental change. This paper outlines the ways in which multi-level participation contributes to adaptive capacity and, in so doing, takes a step toward articulating a theory of participation based on resilience thinking. We use a case study of Gabra pastoralist communities of northern Kenya to illustrate how multi-level participation may lead to increasing adaptive capacity, above and beyond existing pastoralist adaptations. The findings suggest that adaptive capacity is systemic—that is to say, it is a property of the social–ecological system, including especially the network of institutional linkages that characterizes that system, as much as it is a property of particular actors within the system. We argue that there are three key elements of meaningful multi-level participation: an institutional environment in which the various levels of institutions are linked, inclusivity in decision-making at these various levels, and deliberation. These three features can work together to create meaningful multi-level participation, to facilitate the co-production of knowledge and to build adaptive capacity.  相似文献   

17.
In this paper, we discuss the theoretical relationships among interacting global change risks, valued livelihood goals, and adaptation limits. We build from research on the impacts of multiple and interacting global change risks in lesser-developed countries and seek to understand household adaptation limits in agrarian communities. We ask: What are valued livelihood goals among smallholder farmers in Northwest Costa Rica? How do socio-economic determinants of adaptive capacities determine their ability to meet these goals in the face of the impacts of interacting global change risks? Our data were based on focus groups, interviews, survey responses from 94 smallholder farmers, government statistics, and published literature. We analyzed our data using qualitative content analysis and quantitative logistic regression models. Our analysis showed that farmers perceived rice production as an identity, and that they were being forced to consider limits to their abilities to adapt to maintain that identity. We found that farm size, cattle ownership, years spent farming, and household income variety were determinants of their abilities to remain in rice production while maintaining sufficient levels of livelihood security. We also showed that for those households most vulnerable to water scarcity, their ability to successfully adapt to meet valued livelihood goals is diminished because adaptation to water scarcity increases vulnerability to decreased rice-market access. In this way, they become trapped by the inability to reduce their vulnerability to risks of the interaction between global changes and therefore abandon valued identities and livelihoods.  相似文献   

18.
Vulnerability of Himalayan transhumant communities to climate change   总被引：1，自引：0，他引：1  
Climate change vulnerability depends on who you are, where you are and what you do. The indigenous communities who primarily depend on natural resources for subsistence livelihoods are among the first and most affected by climate change. Climate models have predicted pronounced warming in high altitude regions of the Himalayas. The transhumant communities of the Himalayas follow traditional lifestyles based on seasonal livestock rearing and subsistence agriculture. There is however, no information on how vulnerable transhumant communities are to climate change, and how vulnerability of transhumant herders differs across the mountainous areas of Nepal. Based on semi-structured interviews with transhumant herders and using the IPCC climate change vulnerability framework, this study assessed and compared the vulnerability of transhumant communities from three districts representing Eastern, Central and Western mountainous region of Nepal. The results showed that the livelihood vulnerability and the climate change vulnerability differ across sites; both of them having lowest index values in the Central region. The vulnerability dimensions viz. exposure, sensitivity and adaptive capacity are largely influenced by diversity in livelihood strategies, income sources and crops, and access to food, water and health facilities. The findings will inform the design of policies and programmes to reduce vulnerability and enhance adaptive capacity of indigenous communities in general and the transhumant communities of the Himalayas in particular.  相似文献   

19.
Vulnerability of Aboriginal health systems in Canada to climate change   总被引：1，自引：0，他引：1  
Climate change has been identified as potentially the biggest health threat of the 21st century. Canada in general has a well developed public health system and low burden of health which will moderate vulnerability. However, there is significant heterogeneity in health outcomes, and health inequality is particularly pronounced among Aboriginal Canadians. Intervention is needed to prevent, prepare for, and manage climate change effects on Aboriginal health but is constrained by a limited understanding of vulnerability and its determinants. Despite limited research on climate change and Aboriginal health, however, there is a well established literature on Aboriginal health outcomes, determinants, and trends in Canada; characteristics that will determine vulnerability to climate change. In this paper we systematically review this literature, using a vulnerability framework to identify the broad level factors constraining adaptive capacity and increasing sensitivity to climate change. Determinants identified include: poverty, technological capacity constraints, socio-political values and inequality, institutional capacity challenges, and information deficit. The magnitude and nature of these determinants will be distributed unevenly within and between Aboriginal populations necessitating place-based and regional level studies to examine how these broad factors will affect vulnerability at lower levels. The study also supports the need for collaboration across all sectors and levels of government, open and meaningful dialogue between policy makers, scientists, health professionals, and Aboriginal communities, and capacity building at a local level, to plan for climate change. Ultimately, however, efforts to reduce the vulnerability of Aboriginal Canadians to climate change and intervene to prevent, reduce, and manage climate-sensitive health outcomes, will fail unless the broader determinants of socio-economic and health inequality are addressed.  相似文献   

20.
We discuss approaches to the assessment of vulnerability to climatevariability and change andattempt to clarify the relationship between the concepts of vulnerability andadaptation. In searchof a robust, policy-relevant framework, we define vulnerability in terms ofthe capacity ofindividuals and social groups to respond to, that is, to cope with, recoverfrom or adapt to, anyexternal stress placed on their livelihoods and well-being. The approach thatwe develop placesthe social and economic well-being of society at the centre of the analysis,focussing on thesocio-economic and institutional constraints that limit the capacity torespond. From thisperspective, the vulnerability or security of any group is determined byresource availability andby the entitlement of individuals and groups to call on these resources. Weillustrate theapplication of this approach through the results of field research in coastalVietnam, highlightingshifting patterns of vulnerability to tropical storm impacts at the household-and community-levelin response to the current process of economic renovation and drawingconclusions concerningmeans of supporting the adaptive response to climate stress. Four prioritiesfor action areidentified that would improve the situation of the most exposed members ofmany communities:poverty reduction; risk-spreading through income diversification; respectingcommon propertymanagement rights; and promoting collective security. A sustainable response,we argue, mustalso address the underlying causes of social vulnerability, including theinequitable distributionof resources.  相似文献   

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