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1.
Tom Hargreaves Sabine Hielscher Gill Seyfang Adrian Smith 《Global Environmental Change》2013,23(5):868-880
Community energy projects are attracting increasing attention as potential sources of innovation to support sustainable energy transitions. Research into ‘grassroots innovations’ like community energy often recognises the difficulties they face in simply surviving let alone in growing or seeding wider change. Strategic niche management theory is potentially helpful here as it highlights the important roles played by ‘intermediary actors’ in consolidating, growing and diffusing novel innovations. This paper presents the first in-depth analysis of intermediary work in the UK community energy sector. New empirical evidence was gathered through interviews with 15 community energy intermediaries and a content analysis of 113 intermediary-produced case studies about community energy projects. Analysis finds intermediaries adopting a variety of methods to try and diffuse generic lessons about context-specific projects, but that trying to coordinate support for local projects that exist amidst very different social and political circumstances is challenging. This is exacerbated by the challenges of building a coherent institutional infrastructure for a sector where aims and approaches diverge, and where underlying resources are uncertain and inconsistent. Applications of relatively simple, growth-oriented approaches like strategic niche management to grassroots innovations need to be reformulated to better recognise their diverse and conflicted realities on the ground. 相似文献
2.
The sustainability transitions literature seeks to explain the conditions under which technological innovations can diffuse and disrupt existing socio-technical systems through the successful scaling up of experimental ‘niches’; but recent research on ‘grassroots innovations’ argues that civil society is a promising but under-researched site of innovation for sustainability, albeit one with very different characteristics to the market-based innovation normally considered in the literature. This paper aims to address that research gap by exploring the relevance of niche development theories in a civil society context. To do this, we examine a growing grassroots innovation – the international field of community currencies – which comprises a range of new socio-technical configurations of systems of exchange which have emerged from civil society over the last 30 years, intended to provide more environmentally and socially sustainable forms of money and finance. We draw on new empirical research from an international study of these initiatives comprising primary and secondary data and documentary sources, elite interviews and participant observation in the field. We describe the global diffusion of community currencies, and then conduct a niche analysis to evaluate the utility of niche theories for explaining the development of the community currency movement. We find that some niche-building processes identified in the existing literature are relevant in a grassroots context: the importance of building networks, managing expectations and the significance of external ‘landscape’ pressures, particularly at the level of national-type. However, our findings suggest that existing theories do not fully capture the complexity of this type of innovation: we find a diverse field addressing a range of societal systems (money, welfare, education, health, consumerism), and showing increasing fragmentation (as opposed to consolidation and standardisation); furthermore, there is little evidence of formalised learning taking place but this has not hampered movement growth. We conclude that grassroots innovations develop and diffuse in quite different ways to conventional innovations, and that niche theories require adaptation to the civil society context. 相似文献
3.
Grassroots innovations emerge as networks generating innovative solutions for climate change adaptation and mitigation. However, it is unclear if grassroots innovations can be successful in responding to climate change. Little evidence exists on replication, international comparisons are rare, and research tends to overlook discontinued responses in favour of successful ones. We take the Transition Movement as a case study of a rapidly spreading transnational grassroots network, and include both active and non-active local transition initiatives. We investigate the replication of grassroots innovations in different contexts with the aim to uncover general patterns of success and failure, and identify questions for future research. An online survey was carried out in 23 countries (N = 276). The data analysis entailed testing the effect of internal and contextual factors of success as drawn from the existing literature, and the identification of clusters of transition initiatives with similar internal and contextual factor configurations. Most transition initiatives consider themselves successful. Success is defined along the lines of social connectivity and empowerment, and external environmental impact. We find that less successful transition initiatives might underestimate the importance of contextual factors and material resources in influencing success. We also find that their diffusion is linked to the combination of local–global learning processes, and that there is an incubation period during which a transition initiative is consolidated. Transition initiatives seem capable of generalising organisational principles derived from unique local experiences that seem to be effective in other local contexts. However, the geographical locations matter with regard to where transition initiatives take root and the extent of their success, and ‘place attachment’ may have a role in the diffusion of successful initiatives. We suggest that longitudinal comparative studies can advance our understanding in this regard, as well as inform the changing nature of the definition of success at different stages of grassroots innovation development, and the dynamic nature of local and global linkages. 相似文献
4.
Efforts to deliver on net zero emissions targets are set to rely on carbon dioxide removal (CDR) methods. Democratic, trustworthy and socially intelligent research, development, demonstration and deployment of CDR methods in aid of net zero will be highly dependent on how different publics evaluate them, and ultimately which groups support or oppose them. This paper develops a novel, nationally representative method for the multi-criteria appraisal of five policy relevant CDR methods – plus an option not to pursue CDR at all – by members of the British public (n = 2,111). The results show that the public supports the inclusion of CDR in UK climate policy. CDR methods often characterised as ‘natural’ or ‘nature-based’ are appraised more highly than ‘technological’ ones, in the descending order: habitat restoration, afforestation, wood in construction, bioenergy with carbon capture and storage, and direct air carbon capture and storage. Yet, there is no significant disagreement in the appraisal of technological methods and they therefore may be less polarizing, suggesting that popular preconceptions of what is natural – and therefore more attractive – may be holding them back. CDR methods being mainly developed by public sector and non-governmental organisations are also appraised more highly than those being developed by private interests. Regional differences in option appraisal reveal where particular CDR methods are more or less likely to be supported or opposed; stressing the importance of matching physical requirements for CDR with appropriate social contexts. Demographic and socio-economic analyses show that people who appraise CDR methods most highly tend to be older respondents, male, or of a higher social grade. Finally, those with hierarchical worldviews and who voted ‘leave’ in the UK’s referendum on EU membership are less supportive of CDR than those with egalitarian worldviews and who voted ‘remain’. 相似文献
5.
This paper elaborates a ‘pathways approach’ to addressing the governance challenges posed by the dynamics of complex, coupled, multi-scale systems, while incorporating explicit concern for equity, social justice and the wellbeing of poor and marginalised groups. It illustrates the approach in relation to current policy challenges of dealing with epidemics and so-called ‘emerging infectious diseases’ such as avian influenza and haemorrhagic fevers, which involve highly dynamic, cross-scale, often-surprising viral–social–political–ecological interactions. Amidst complexity, we show how different actors in the epidemics field produce particular narratives which frame systems and their dynamics in different ways, promote particular goals and values, and justify particular pathways of disease response. These range from ‘outbreak narratives’ emphasising threat to global populations, to alternative but often marginalised narratives variously emphasising long-term structural, land use and environmental change, local knowledge and livelihood goals. We highlight tendencies – supported by cognitive, institutional and political pressures – for powerful actors and institutions to ‘close down’ around narratives that emphasise stability, underplaying longer term, less controllable dynamics. Arguing that governance approaches need to ‘open up’ to embrace strategies for resilience and robustness in relation to epidemics, we outline what some of the routes towards this might involve, and what the resulting governance models might look like. Key are practices and arrangements that involve flexibility, diversity, adaptation, learning and reflexivity, as well as highlighting and supporting alternative pathways within a progressive politics of sustainability. 相似文献
6.
This paper examines what recovery means in a context where vulnerability cannot be reduced to a single hazard but is an ongoing aspect of life. It analyses convergences in trajectories of livelihood and shelter for two sites in coastal Orissa, despite important differences in hazard exposure and the nature of external assistance available in the aftermath of a major disaster: the super-cyclone of 1999. It critically examines processes and prospects for recovery, in situations where entrenched ongoing vulnerability compounded by severe limitations on grassroots adaptive capacity and weak institutional support deeply undermine even recovery to a pre-disaster state let alone a condition of greater resilience. While recognising the structural constraints on institutional performance, it signals the need for a fundamental change in state approach if resilience building is to be fostered in communities that are chronically at risk from hazards. 相似文献
7.
Over the last decade, hundreds of climate change adaptation projects have been funded and implemented. Despite the importance of these first-generation adaptation projects for establishing funders and implementors’ “best practices,” very little is known about how early adaptation projects have endured, to what ends, and for whom. In this article, I propose a community-based methodology for ex-post assessment of climate change adaptation projects. This methodology contributes to recognitional justice by asking the individuals and collectives tasked with sustaining adaptation initiatives to define adaptation success and what criteria for success should be assessed. I apply this subjective assessment approach in 10 communities across Ecuador that participated in an internationally funded adaptation project that concluded in 2015. My analysis draws together participatory mapping, walking interviews with local leaders, participant observation, and surveys with former project participants. The results highlight that even adaptation projects that were deemed highly successful at their closure have uncertain futures. I find that the sustainability mechanisms that were envisioned by project implementors have not functioned, and communities are shouldering the burden of reviving failing adaptation interventions. These findings highlight that the current model of episodic funding for climate change adaptation projects and evaluation processes needs to be revisited to acknowledge the long-term challenges faced by communities. This analysis also calls attention to the importance of ex-post assessment for adaptation projects and the potential of subjective assessment approaches for building more ontological and epistemological pluralism in understandings of successful climate change adaptation. 相似文献
8.
Community energy initiatives can foster a sustainable energy transition by promoting sustainable energy behaviour in the communities in which they are embedded. This raises the question of what motivates people to become involved in these initiatives. We investigated the importance of financial, environmental, and communal motives for initiative involvement. We propose that communal motives (i.e., being involved in one’s local community) may be related to initiative involvement, as community energy initiatives not only aim to promote sustainable energy behaviour but also enable people to be involved in their community. Across three studies, respondents rated financial and environmental motives as more important than communal motives for their involvement in community energy initiatives. Yet, environmental and communal motives were uniquely related to initiative involvement, while financial motives were not. The discrepancy between which motives people rate as important and which motives actually relate to their initiative involvement suggests that financial motives are an overrated motive, while communal motives are an underrated motive for involvement in community energy initiatives. Our results suggest that targeting communal motives may be an additional way to enhance involvement in community energy initiatives and foster sustainable behaviour among people, who may not otherwise be interested in environmental protection. 相似文献
9.
Community initiatives are often charged with scaling-up: growing, deepening their impacts, and seeding off new projects. The desire to scale-up comes from both within the community initiatives themselves, and is also encouraged by all levels of policy, from local government, to national and international frameworks such as the IPCC. This paper adds to critiques of this agenda, by leaning on human geography writings on scale, and introducing the concept of ‘vicarious scale’. This concept is drawn from empirical work which highlights the double move of scaling-up. This double move, first, restricts and contains community within a local, small, or narrow limit. Then, concurrently, expects this restricted community to have displaced effects: at a higher scale, or a distant point in time. It argues that the scaling-up expectations are both placed onto community initiatives and emerge from within them, and that these expectations are both counterproductive to realizing the full potential of community, and accompany an insertion of instrumental logic onto and into these community initiatives. Appreciating vicarious scale also has important practical implications for communities—not least being wary of the counterproductive and corrosive effects a will-to-grow can have. 相似文献
10.
Resilience is a multidimensional concept that is increasingly used to understand environmental change in hydrological systems. Yet, the current discussion about water governance and resilience remains relatively limited, with resilience typically seen as a normative outcome for governance (i.e., to be resilient against change). Using a theoretical multiplicity approach, we explore how the theories of social-ecological systems (SES), resilience and interactive (water) governance can provide new insights for water governance studies. We propose a resilience–governance framework that captures the partly overlapping but distinct characteristics from these three theories. The framework aims to develop a more nuanced way of using resilience-thinking for water governance, viewing resilience as a function of three capacities (absorptive, adaptive and transformative capacity) and noting the simultaneous existence of three interpretations for resilience (as a property, process and outcome) across different scales. The framework also considers issues of power and equity, which are often missing from resilience framings. We illustrate the framework with two case studies – the Tonle Sap Lake in Cambodia and a small sub-catchment of the Limpopo River Basin in South Africa – to provide two distinct examples of the possibilities of resilient governance. Finally, we consider what the framework suggests more broadly for ongoing discussions around resilience and water governance, including the possibilities for governance to also ‘bounce forward’ – i.e., transform – to a new, improved state. We argue that resilience-thinking may be valuable in understanding governance characteristics and guiding governance processes, in addition to seeing resilience (just) as a normative end-goal. In this way, the article supports an epistemological shift away from focusing on institutional structure, towards capturing the dynamic processes within governing systems. 相似文献
11.
‘Adaptive management’ concern attempts to manage complex social-ecological and socio-technical systems in nimble ways to enhance their resilience. In this paper, three forms of adaptive management are identified, ‘scientific’ forms focused on collation of scientific data in response to management experiments, but more recent developments adding processes of collaboration as well as emphasising the need for reflexivity, that is, conscious processes of opening up debates to different perspectives and values. While reflexive adaptive management has been increasingly discussed in theory, there is a lack of examples of what its application means in practice.As a response, this paper examines an ‘Adaptive Planning Process’ (APP), seeking to apply reflexive adaptive management as a means to improve climate resilience in the UK water sector. The APP’s three inter linked workshops – Aspiration, Scenario and Roadmapping – were co-developed and trialled in a water utility. By describing and justifying the choices made in the development of the APP, the paper aims to reveal some of the challenges that arise when trying to design processes that achieve reflexive adaptation.The paper concludes that, if applied to planning for climate change, reflexive adaptation has the potential to explore multiple value positions, highlight different potential futures and acknowledge (and hence, partly address) power differentials, and therefore to offer the possibility of real change. On the basis of the trial, we argue that through tapping the depth and breadth of internal knowledge the APP process created the potential for decision making to be joined up across different parts of the utility, and hence offering new strategies and routes for addressing uncertainties and delivering more resilient water services. 相似文献
12.
The consequences of wildfires are felt in susceptible communities around the globe on an annual basis. Climate change predictions in places like the south-east of Australia and western United States suggest that wildfires may become more frequent and more intense with global climate change. Compounding this issue is progressive urban development at the peri-urban fringe (wildland–urban interface), where continued infrastructure development and demographic changes are likely to expose more people and property to this potentially disastrous natural hazard. Preparing well in advance of the wildfire season is seen as a fundamental behaviour that can both reduce community wildfire vulnerability and increase hazard resilience – it is an important element of adaptive capacity that allows people to coexist with the hazardous environment in which they live. We use household interviews and surveys to build and test a substantive model that illustrates how social cohesion influences the decision to prepare for wildfire. We demonstrate that social cohesion, particularly community characteristics like ‘sense of community’ and ‘collective problem solving’, are community-based resources that support both the adoption of mechanical preparations, and the development of cognitive abilities and capacities that reduce vulnerability and enhance resilience to wildfire. We use the results of this work to highlight opportunities to transfer techniques and approaches from natural hazards research to climate change adaptation research to explore how the impacts attributed to the social components of social–ecological systems can be mitigated more effectively. 相似文献
13.
Laurence L. Delina 《Climate Policy》2013,13(6):1350-1366
The Asian Development Bank's (ADB) support for the development of the clean energy sector in Asia and the Pacific is examined, together with its implications for mitigating climate change. A key question is whether financing has shifted from fossil fuel projects to renewable energy and energy efficiency in the past decade (2000–2009). Financial data from the ADB – a multilateral source of significant financing in the region – are assessed, and 127 technology-deploying projects and 199 technical assistance projects are evaluated. The assessment suggests that clean energy assistance has gained momentum during the last few years, peaking in 2008, implying a considerable shift in energy investments from conventional fossil-fuel projects to clean energy. Although private sector involvement has been central to the ADB's investment policy, only 30% of funding has been channelled into this sector over the past decade. The reporting of clean energy investments has also progressed within the ADB by including renewable and energy efficiency components in conventional energy projects and other investments, which was not previously accounted for. Nevertheless, the ADB needs to address several challenges in the future, including sustaining funding for clean energy, strengthening private sector investments and improving financial reporting. 相似文献
14.
While (urban) resilience has become an increasingly popular concept, especially in the areas of disaster risk reduction (DRR) and climate change adaptation (CCA), it is often still used as an abstract metaphor, with much debate centered on definitions, differences in approaches, and epistemological considerations. Empirical studies examining how community-based organizations (CBOs) “practice” resilience on the ground and what enables these CBOs to organize and mobilize around resilience are lacking. Moreover, in the growing context of competitive and entrepreneurial urbanism and conflicting priorities about urban (re)development, it is unclear how urban development dynamics influence community-based resilience actions. Through empirical research conducted on the Lower East Side, a gentrifying neighborhood in Manhattan, and in Rockaway, a socio-spatially isolated neighborhood in Queens, we investigate community organizing of low-income residents for (climate) resilience in a post-disaster context. Results show that both the operationalization of resilience – how resilience is “practiced” – and the community capacity to organize for the improved resilience of low-income residents are strongly influenced by pre-existing urban development dynamics and civic infrastructure – the socio-spatial networks of community-based organizations – in each neighborhood. The Lower East Side, with its long history of community activism and awareness of gentrification threats, was better able to mobilize broadly and collectively around resilience needs while the more socio-spatially isolated neighborhoods on the Rockaway peninsula were more constrained. 相似文献
15.
Bovine spongiform encephalopathy (BSE) has been found in 25 countries, costing billions of dollars in those affected economies, and has had profound social and environmental impacts at multiple scales of organization. As a global phenomenon, the impacts of BSE were mediated directly through the environment (animal and human health) but in Canada the indirect socioeconomic impacts of BSE were far more damaging, especially for farm households. Yet, very little research has been conducted on adaptation to the indirect impacts of global environmental change, such as those mediated through the market and governance. Our goal was to examine how farm households adapted to the Canadian BSE crisis in order to better understand rural adaptations to global zoonotic diseases and to agriculture-related global environmental change as a whole. We conducted our mixed methods research in 2004–2006. Data sources included 826 survey responses, 27 individual interviews and 12 group interviews with farmers and ranchers in western Canada. Factor analysis separated out responses into three general adaptation strategies: ‘innovating’ to pursue new opportunities; ‘enduring’ or adaptations that seek stability; and ‘exiting’ from beef production or agriculture altogether. Farm household and community level innovation was a crucial adaptive strategy in the absence of governmental and expert-based support. Enduring adaptations were important to farm household survival in the short term, yet “chronic enduring” can compromise long-term adaptive capacity. Farm exiting was highly problematic during the BSE crisis as these responses were largely unexpected and often left households more vulnerable. Government support at the farm level promoted stability, with little support provided for change-orientated adaptations. Effective farm adaptation will require support for all three types of adaptive strategies and ones that are both expert-based and grassroots in nature to enable farm households in their pursuit of pluriactive and multifunctional livelihood strategies. 相似文献
16.
An environmental history of the Leliefontein community of Namaqualand, Northern Cape provides a detailed case of the nexus between social and ecological stresses shaping livelihood change. By combining an historical proxy precipitation data set with a livelihood change study the value of historical research in integrated studies of past human-environment systems is illustrated. The identification of effective livelihood adaptation to extreme climatic conditions is examined, illustrating the tradeoffs made between adaptation and ‘coping’ strategies which were unsuccessful over the long term. During the course of the 19th century the Namaqua Khoikhoi population changed from a sustainable nomadic pastoral community to a poverty stricken rural community with a diversity of livelihood strategies. For the Namaqua increased livelihood diversity – usually an effective adaptation in times of stress – instead of promoting resilience, contributed to their material decline. Widespread transhumance between different climatic regions is shown to have been a successful adaptation to climatic extremes, but external economic exposure and restricted access to land become drivers of decline. The ‘double exposure’ framework used in contemporary studies, proved useful in accounting for this decline as it can accommodate both environmental and economic stressors. 相似文献
17.
It is widely acknowledged that private finance has a key role to play in achieving low-carbon development and resilience to climate change. However, while there have been several studies that have closely examined the data on public climate finance, there have been few such studies of the private climate-related finance data. There is a political dimension to accounting for ‘private finance’ given the commitment of industrialized countries – enshrined in the Copenhagen Accord and the Cancun Agreements – to mobilize US$100 billion of public and private finance for developing countries by 2020, on an annual basis. The availability and quality of data for different types of private climate finance flows with climate benefits (investments, carbon market payments, and voluntary funding) are analysed, and these flows are assessed according to various criteria for inclusion in the $100 billion figure. While existing data suggest that private climate finance invested in developing countries and mobilized by industrialized countries might currently be in the range of $27–123 billion per year, this number is a questionable point of reference. Existing data are limited and of very poor quality: definitions of ‘private climate finance’ are missing and data are hardly verified. Therefore, policy makers will first have to clearly define ‘private climate finance’ and develop systems for measuring, reporting, and verifying it, before using private finance numbers in international climate agreements. 相似文献
18.
In a context of neo-liberal environmental governance, imperatives for global climate change mitigation are motivating a new round of policy initiatives and projects aimed at carbon forestry: conserving and enhancing forest carbon stocks, and trading these values in emerging carbon markets. In this context modelling and measurement, always significant in framing and justifying forest policy initiatives, are of renewed importance, with a growing array of protocols focused on counting and accounting for forest carbon as a commodity. This article draws on perspectives from science and technology studies and environmental discourse analysis to explore how these modelling and measurement processes are being co-constructed with forest carbon policies and political economies, and applied in project design in local settings. Document analysis and key informant interviews are used to track and illustrate these processes in a pair of case studies of forest carbon projects in Sierra Leone and Ghana. These are chosen to highlight different project types – focused respectively on forest reserve and farm-forestry – in settings with multi-layered histories of people-forest relations, landscape change and prior project intervention. The analysis shows how longer established framings and assessments of deforestation are being re-invoked and re-worked amidst current carbon concerns. We demonstrate that measurement processes are not just technical but social and political, carrying and thus cementing particular views of landscape and social relations that in turn make likely particular kinds of intervention pathway, with fortress style conservation or plantations becoming the dominant approach. In the process, other possibilities – including alternative pathways that might treat and value carbon as part of complex, lived-in landscapes, or respond more adaptively to less equilibrial people–forest relations, are occluded. 相似文献
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20.
In a context of both long-term climatic changes and short-term climatic shocks, temporal dynamics profoundly influence ecosystems and societies. In low income contexts in the Tropics, where both exposure and vulnerability to climatic fluctuations is high, the frequency, duration, and trends in these fluctuations are important determinants of socio-ecological resilience. In this paper, the dynamics of six diverse socio-ecological systems (SES) across the Tropics – ranging from agricultural and horticultural systems in Africa and Oceania to managed forests in South East Asia and coastal systems in South America – are examined in relation to the 2015–16 El Niño, and the longer context of climatic variability in which this short-term ‘event’ occurred. In each case, details of the socio-ecological characteristics of the systems and the climate phenomena experienced during the El Niño event are described and reflections on the observed impacts of, and responses to it are presented. Drawing on these cases, we argue that SES resilience (or lack of) is, in part, a product of both long-term historical trends, as well as short-term shocks within this history. Political and economic lock-ins and dependencies, and the memory and social learning that originates from past experience, all contribute to contemporary system resilience. We propose that the experiences of climate shocks can provide a window of insight into future ecosystem responses and, when combined with historical perspectives and learning from multiple contexts and cases, can be an important foundation for efforts to build appropriate long-term resilience strategies to mediate impacts of changing and uncertain climates. 相似文献