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1.
Governance failures associated with top-down management have spawned a myriad of institutional arrangements to engage resource users in decision-making through co-management. Although co-management can take many forms and may not always lead to positive outcomes, it has emerged as a promising governance option available to meet social and ecological goals. Recent research on co-management of small-scale fisheries has used comparative approaches to test factors associated with social and ecological success. Less is known however, about how co-management institutional arrangements emerge and persist in the face of socioeconomic and environmental change. Here, we examine the emergence of co-management governance using a case study from coral reef fisheries in the Hawaiian Islands. We used a mixed methods approach, combining a robust policy analysis and a set of key respondent interviews to trace the evolution of this co-management arrangement. Our research uncovers a set of linked drivers and social responses, which together comprise the emergence phase for the evolution of co-management in this case study. Drivers include resource depletion and conflict, and social responses comprise self-organization, consensus building, and collective action. We share insights on key factors that affect these phases of emergence, drawing on empirical findings from our policy review and key respondent interviews. We conclude by describing ways that our findings can directly inform policy and planning in practice, including the importance of documenting the ‘creation story’ that spawned the new institutional arrangement, ensuring that enabling conditions are present, the complexity of defining community, the connection between process legitimacy and outcomes, and understanding the costs and timelines associated with co-management governance transitions. 相似文献
2.
Small-scale fisheries are becoming a global social and environmental concern. The contribution of marine small-scale fisheries to global food security and coastal livelihoods, coupled with the significant challenges they face, has attracted increasing attention and aid from environmental organizations, philanthropies, and multilateral agencies over recent decades. Our study attends to the understudied role of the World Bank, the largest individual funder shaping present and future sustainability of coastal marine regions, as a key actor shaping global environmental governance paradigms. We asked how funding to the sector has changed over the last 50 years and why, outlining distinct patterns in the flow of small-scale fisheries aid and the underlying intervention models. We contextualize our quantitative analysis of aid patterns over time with qualitative interview data with bank staff, identifying underlying paradigm shifts driven by internal and external factors. More than $2.48 billion was allocated by the World Bank to marine fisheries over the last 50 years, approximately 47% (~$1.17 billion) of which was targeted to marine small-scale fisheries. Three distinct funding periods are identified: rising support to SSF from the 1970s to mid-1980s; a sharp decline in funding in the mid-to-late 1980s and low levels of funding throughout the 1990s; and a steady return to funding SSF in the mid-2000s up to the present. Over time, Bank-funded interventions shifted from pure economic development in the earlier era, to an emphasis on governance and multi-dimensional environmental goals in the recent period. To understand why, we used key-informant interviews to unpack major internal drivers: internal staff changes and presence of key individuals, the decentralization and recentralization of decision-making, and the organization’s shifting emphasis from traditional economic growth to multi-dimensional objectives of poverty reduction, among others. External drivers behind funding and paradigm shifts included pressure from the environmental movement, the rise of sustainable development discourses, key global environmental summits in the 1990s, and rising levels of interest in the fisheries sector by the governments of both donor and recipient countries. Processes of ‘paradigm shifts’ were not swift or singular, rather they were affected by multiple, convergent factors over time. Our findings contribute to the literature on multi-lateral institutions as key actors in environmental governance shaping global development thinking, illustrating the arc of the last half-century of fisheries aid at the Bank while highlighting present dilemmas and future challenges that actors interested in working towards sustainable marine small-scale fisheries face. 相似文献
3.
States have been widely criticized for failing to advance the international climate regime. Many observers now believe that a “new” climate governance is emerging through transnational and/or local forms of action that will eventually plug the resulting governance gaps. Yet states, which remain oddly absent from most discussions of the “new” governance, will remain key players as governance becomes more polycentric. This paper introduces a special issue that explores the ability of states to rise to these interconnected challenges through the analytical prism of policy innovation. It reveals that policy innovation is much more multi-dimensional than is often thought; it encompasses three vital activities: invention (centering on the ‘source’ of new policy elements), diffusion (that produces different ‘patterns’ of policy adoption), and the evaluation of the ‘effects’ that such innovations create in reality. The papers, which range from qualitative case studies to large ‘n’ quantitative studies, offer new insights into the varied roles that states play in relation to all three.They show, for instance that: the policy activity of states has risen dramatically in the past decade; that state innovation is affected to similar degrees by internal and external factors; and that policies that offer flexibility to target groups on how to meet policy goals are most effective but that voluntary reporting requirements are ineffective. This paper draws upon these and many other insights to offer a much more nuanced reflection on the future of climate governance; one that deservedly puts states at the front and center of analysis. 相似文献
4.
Kristen Weiss Mark Hamann Michael Kinney Helene Marsh 《Global Environmental Change》2012,22(1):178-188
Few case studies have considered the impact of network structure on the resilience of complex resource management systems that operate over large spatial scales. To help fill this knowledge gap our study examined two types of relational ties—knowledge exchange and policy influence—within a marine wildlife co-management network in Northern Australia. We conducted interviews and follow-up surveys with key-informant stakeholders in dugong and marine turtle management and used these data to perform social network analysis for the dugong and turtle co-management network. The network structure of this marine governance system supports extensive cross-scale information flow, but with a disproportionate amount of top-down policy influence compared with knowledge accumulation, an arrangement that may hinder evidence-based decision making. We developed a typological ‘map’ of stakeholder roles in the network to characterize each stakeholder's contribution of knowledge and ability to influence policy, helping to identify gaps or overlaps in network linkages. Improving communication links between knowledge producers and policy makers is important for evidence based decision making throughout the management network, while addressing overlapping management roles and functions should help decrease conflict in the system. These improvements would increase social-ecological resilience in the management network by providing better protection for marine species while meeting the needs of diverse stakeholders. 相似文献
5.
United Nations climate change conferences have attracted an increasing number and range of observer participants, often outnumbering national delegates. The interactions between the formal and informal spaces of climate governance at the Conference of the Parties (COP) are explored by investigating why non-nation state actors (NNSAs) attend them and by measuring to what extent official UN Side Events provide relevant information for the formal negotiations. Based on primary empirical research at recent COPs, it is found that 60–75% of Side Events have related directly to items under negotiation in the post-2012 climate negotiations. In this regard, Side Events that facilitate informal exchange between stakeholders not only provide input into the negotiations but also allow issues beyond the realm of the negotiations to be discussed, reflecting the scope of climate change. Although Side Events are an effective forum to exchange ideas and network, their current format and purpose as being events ‘on the side’ does not offer a sufficient framework for coordination between the work of NNSAs and the United Nations Framework Convention on Climate Change (UNFCCC) process. 相似文献
6.
Global visions of environmental change consider gender equality to be a foundation of sustainable social-ecological systems. Similarly, social-ecological systems frameworks position gender equality as both a precursor to, and a product of, system sustainability. Yet, the degree to which gender equality is being advanced through social-ecological systems change is uncertain. We use the case of small-scale fisheries in the Pacific Islands region to explore the proposition that different social-ecological narratives: (1) ecological, (2) social-ecological, and (3) social, shape the gender equality priorities, intentions and impacts of implementing organizations. We conducted interviews with regional and national fisheries experts (n = 71) and analyzed gender commitments made within policies (n = 29) that influence small-scale fisheries. To explore these data, we developed a ‘Tinker-Tailor-Transform’ gender assessment typology. We find that implementing organizations aligned with the social-ecological and social narratives considered social (i.e., human-centric) goals to be equally or more important than ecological (i.e., eco-centric) goals. Yet in action, gender equality was pursued instrumentally to achieve ecological goals and/or shallow project performance targets. These results highlight that although commitments to gender equality were common, when operationalized commitments become diluted and reoriented. Across all three narratives, organizations mostly ‘Tinkered’ with gender equality in impact, for example, including more women in spaces that otherwise tended to be dominated by men. Impacts predominately focused on the individual (i.e., changing women) rather than driving communal-to-societal level change. We discuss three interrelated opportunities for organizations in applying the ‘Tinker-Tailor-Transform’ assessment typology, including its utility to assist organizations to orient toward intrinsic goals; challenge or reconfigure system attributes that perpetuate gender inequalities; and consciously interrogate discursive positions and beliefs to unsettle habituated policies, initiatives and theories of change. 相似文献
7.
《Climate Policy》2013,13(6):669-680
Air quality is a serious concern for the protection of human health and our natural environment. The pollutants contributing the most to both local and transboundary air pollution problems are SO2, NOx, NH3, volatile organic compounds (VOCs), and fine particulate matter (PM), and mostly originate from the same sources as greenhouse gases. There are thus strong interactions between strategies designed to improve air quality and those addressing climate change. This article examines these interactions, and the benefits of combined strategies with greater attention to the overall environmental impacts, and finding the ‘win—win’ solutions. Illustrations are provided from the development of policy in Europe under the UN ECE Convention on Long-Range Transboundary Air Pollution, which is now inextricably linked with strategies to control greenhouse gases. 相似文献
8.
Marie-Caroline Badjeck Jaime Mendo Matthias Wolff Hellmuth Lange 《Climatic change》2009,94(1-2):211-232
Peru experiences recurrent ENSO (El Niño Southern Oscillation) events during which the Peruvian bay scallop (Argopecten purpuratus) undergoes substantial changes in its stock size. In the North of the country strong warm ENSO events are synonymous with floods and river discharges that negatively affect scallop biomass, while in the South increased sea surface temperatures lead to an increase in stock size. This paper explores how formal institutions respond to climate variability and resource fluctuations in the scallop fishery, and what role they play in the maintenance or erosion of resilience. The research shows that formal institutions are slow to learn, self-reorganize and respond to climate variability while fishermen’s responses are spontaneous, ensuring a rapid process of individual adaptation. Institutional responses are mostly ex-post, and are not strongly shaped by past experience, thus eroding the resilience of the system. However, fishermen’s responses sometimes lead to negative outcomes such as local stock overexploitation or ‘invasion’ of natural scallop habitats for scallop grow-out, and formal institutions play an important role in resilience building through the control of effort and entry in the fishery. In this paper causal loop diagrams are used to conceptualize the fishery system to highlight key variables and processes. The study thus provides the opportunity to explore the usefulness of causal loop diagrams and conceptual models combined with participatory approaches in the exploration of the resilience of a system. The case study also illustrates that individual adaptation, a feature of resilience, is occurring and will occur spontaneously, changing property right regimes and responding not only to climate variability but also market forces. In order to maintain and build resilience and engender positive management outcomes, formal institutions not only need to shape fishermen decision-making, they must also contribute to knowledge building as well as the adoption of innovative approaches. 相似文献
9.
This paper provides an example of how communities can adapt to extreme forms of environmental change and uncertainty over the longer term. We analyse the interactions between scientists, communities and risk managers and examine the interpretation and communication of uncertain scientific information during a long-lived volcanic eruption in Tungurahua, Ecuador. This is complemented with a detailed study of the eruptions of 2006 and 2014, which exemplifies the complexity of interactions during periods of heightened volcanic activity. Our study describes how a ‘shadow network’ has developed outside of, but in interaction with, the formal risk management institutions in Ecuador, improving decision-making in response to heightened volcanic activity.The findings suggest that the interactions have facilitated important adaptations in the scientific advisory response during eruptions (near-real-time interpretation of the volcanic hazards), in hazard communication, and in the evacuation processes. Improved communication between stakeholders and the establishment of thresholds for evacuations have created an effective voluntary evacuation system unique to Tungurahua, allowing people to continue to maintain their livelihoods during heightened volcanic activity and associated periods of uncertainty. Understanding how shadow networks act to minimise the negative consequences of volcanic activity provides valuable insights for increasing societal resilience to other types of hazards. 相似文献
10.
The market for sustainable seafood drives transformative change in fishery social-ecological systems
Seafood certification and eco-labeling programs, which leverage market forces to incentivize fisheries improvements, have changed the face of the global seafood market through an expanding supply of and demand for certified seafood. To contribute towards conservation goals, these programs employ a strategy termed the ‘theory of change, which predicts that as market demand for certified products grows, additional fisheries will improve practices and management in order to gain certification; however, there is limited evidence that this actually occurs, particularly in fisheries that require significant improvements to meet certification requirements. Here, we examine the capacity of one of the largest seafood certification programs in the world, the Marine Stewardship Council (MSC), to foster transformative change in The Bahamas Caribbean spiny lobster fishery. Drawing on fishery documentation and interviews with fishery stakeholders, we assess the role of the sustainable seafood market throughout the fishery’s transformation from “unsustainable’ to an MSC-certified fishery. We found that the MSC played three key roles in transforming the fishery from an undesirable state towards long-term sustainability by creating a stimulus for change, serving as guide prior to and throughout the fishery’s transition, and helping to stabilize the fishery in its new trajectory. This study provides the first empirical evidence for the conservation strategy employed by seafood certification programs for improving fisheries that require transformative change in order to meet sustainability goals. 相似文献
11.
Climate change mitigation policy is driven by scientific knowledge and involves actors from the international, national and local decision-making levels. This multi-level and cross-sectoral context requires collaborative management when designing mitigation solutions over time and space. But collaboration in general policymaking settings, and particularly in the complex domain of climate mitigation, is not an easy task. This paper addresses the question of what drives collaboration among collective actors involved in climate mitigation policy. We wish to investigate whether common beliefs or power structures influence collaboration among actors. We adopt a longitudinal approach to grasp differences between the early and more advanced stages of mitigation policy design. We use survey data to investigate actors’ collaboration, beliefs and power, and apply a Stochastic Actor-oriented Model for network dynamics to three subsequent networks in Swiss climate policy between 1995 and 2012. Results show that common beliefs among actors, as well as formal power structures, have a higher impact on collaboration relations than perceived power structures. Furthermore, those effects hold true for decision-making about initial mitigation strategies, but less so for the implementation of those measures. 相似文献
12.
Amid growing emphasis on community-based approaches to natural resource management, there are concerns about the lack of women participation in communal decision-making. We analyze the association between participation of women in decision-making of forest user groups in Ethiopia and several forest management outcomes. We combine longitudinal survey, administrative and forest inventory data and find that participation of women in executive committees (i.e., formal decision-making) is associated with greater forest benefits, and an improved (perceived and actual) condition of the forest. Alternatively, the association between women participation in group-level meetings and outcomes is not robust. This implies that women participation in formal decision-making is required to reach forest conservation and livelihood gains. 相似文献
13.
Materialising energy and water resources in everyday practices: Insights for securing supply systems
Policies to secure energy and water supplies from the impacts of climate change are currently being developed or are in place in many developed nations. Little is known about how these policies of security, and the systems of resource provision they prioritise, affect householders’ capacity to adapt to climate change. To better understand the connections between resource provision and consumption, this paper explores the notion that different ‘energies’ and ‘waters’ can be conceptualised as material elements of social practices, which shape the way practices are performed. We draw on a study of Australian migrants and their experiences with different resource provision systems in multiple countries, time periods and contexts across three generations. We discuss the differing characteristics of energy and water provision across three broad resource ‘eras’, and the way resources enable or reduce resourcefulness, adaptive capacity and resilience. We find that policy makers may inadvertently reduce householders’ capacity to respond and adapt to climate change impacts by prioritising the resource characteristics of immateriality, abundance and homogeneity. We conclude that policy which prioritises the resource characteristics of materiality, diversity and scarcity is an important, underutilised and currently unacknowledged source of adaptive capacity. 相似文献
14.
In order to reach climate goals, governments need to gain support from their voters for the necessary policy interventions, such as carbon dioxide taxes. Previous research concludes that people often do not support and legitimize such taxes because they perceive them as unfair. However, the notion of fairness implies a multitude of factors and despite attempts of the previous research to further nuance people’s fairness perceptions, we currently lack a more precise understanding of what people mean when they regard carbon taxes as unfair. In this article, we thoroughly investigate this problem by using original survey data from YouGov collected in the United States in 2018 and analyzing open-ended survey responses on why people think carbon taxes are unfair. Applying structural topic modeling, we unpack the multi-dimensional meaning of unfairness, as perceived by the US population. The results from our analysis show that people regard carbon taxes based on gas pricing as unfair because they perceive gas prices already being high, because of the need to drive, unfairness for the poor or rural population, lack of trust in government, or considerations that the purpose of the tax is unjustified. These findings help provide a more nuanced policy design to address fairness concerns related to carbon taxes. 相似文献
15.
In developing countries adaptation responses to climate and global change should be integrated with human development to generate no regrets, co-benefit strategies for the rural poor, but there are few examples of how to achieve this. The adaptation pathways approach provides a potentially useful decision-making framework because it aims to steer societies towards sustainable futures by accounting for complex systems, uncertainty and contested multi-stakeholder arenas, and by maintaining adaptation options. Using Nusa Tenggara Barat Province, Indonesia, as an example we consider whether generic justifications for adaptation pathways are tenable in the local context of climate and global change, rural poverty and development. Interviews and focus groups held with a cross-section of provincial leaders showed that the causes of community vulnerability are indeed highly complex and dynamic, influenced by 20 interacting drivers, of which climate variability and change are only two. Climate change interacts with population growth and ecosystem degradation to reduce land, water and food availability. Although poverty is resilient due to corruption, traditional institutions and fatalism, there is also considerable system flux due to decentralisation, modernisation and erosion of traditional culture. Together with several thresholds in drivers, potential shocks and paradoxes, these characteristics result in unpredictable system trajectories. Decision-making is also contested due to tensions around formal and informal leadership, corruption, community participation in planning and female empowerment. Based on this context we propose an adaptation pathways approach which can address the proximate and systemic causes of vulnerability and contested decision-making. Appropriate participatory processes and governance structures are suggested, including integrated livelihoods and multi-scale systems analysis, scenario planning, adaptive co-management and ‘livelihood innovation niches’. We briefly discuss how this framing of adaptation pathways would differ from one in the developed context of neighbouring Australia, including the influence of the province's island geography on the heterogeneity of livelihoods and climate change, the pre-eminence and rapid change of social drivers, and the necessity to ‘leap-frog’ the Millennium Development Goals by mid-century to build adaptive capacity for imminent climate change impacts. 相似文献
16.
Knowledge systems are mechanisms that can drive climate adaptation through the pursuits of enhancing resource sharing, collaboration, and learning, while at the same time helping to develop trust and credibility among individuals and intuitions. While these goals are widely discussed, less is known about the activities and strategies that knowledge systems undertake to achieve these goals. We analyze the Global Framework of Climate Services (GFCS) as a knowledge system organized around the translation of weather and climate information for decision-making. The GFCS brings together the World Meteorological Organization, national meteorological and hydrological services, and some of the world’s largest multilateral scientific, humanitarian, and development organizations. Our analysis draws on key informant interviews, focus groups conducted in African countries, and an online survey of GFCS participants. We describe the main activities pursued by the GFCS that shaped the vision of climate services, built capacity in national climate adaptation, and created connections among diverse actors and organizations worldwide. We show how these activities generated tensions about the purpose of the GFCS and how influence among the knowledge system was distributed. Based on our results, we illustrate new ways to conceptualize the strategies of knowledge systems, which we describe as (1) theorizing the norms of practice and mechanisms of change, (2) legitimizing actors, and (3) managing knowledge. These strategies identify pathways for, and pitfalls to, a knowledge system’s pursuit of its goals, providing guidance to managers of knowledge systems and an analytical framework to evaluate their impacts. 相似文献
17.
Climate change is putting pressure on water systems, and its effects transcend man-made boundaries, making cooperation across territorial borders essential. The governance of transboundary flood risk management calls for solidarity among riparians, as climate change will make river basins more prone to flooding. ‘Solidarity’ means that individuals act to support members of a particular community to which they belong. Recently, the solidarity principle has become institutionalized due to its formalization in the EU Floods Directive. However, it is not clear what solidarity means in the upstream–downstream practices of transboundary flood risk management. Understanding the meaning of solidarity is important for the development of cross-border climate adaptation governance. This article discusses the conceptualization of the solidarity principle and explores its meaning for international cooperation in the Dutch North Rhine–Westphalian border region. Our critical case study reveals that although all actors understand the importance of solidarity, they interpret it differently, often based on self-interest related to their position in the catchment. The formal inclusion of the solidarity principle in the Floods Directive can best be seen as a step in the continuous development of transboundary flood risk governance, as no striking changes in practice have been identified after its formalization.Policy relevanceAs climate change increasingly puts pressure on river basins and other shared resources, cross-border cooperation and solidarity are seen as increasingly important. This article discusses the meaning of solidarity in practice and reveals how this normative principle may contribute to transboundary climate adaptation governance. Understanding its meaning is important for future cross-border climate adaptation governance. 相似文献
18.
The creation of ‘usable science’ is widely promoted by many environmental change focused research programs. Few studies however, have examined the relationship between research conducted as part of such programs and the decision-making outcomes that the work is supposed to advance, and is constrained by limited methodological development on how to empirically assess the ‘usability’ of science. Herein, this paper develops a conceptual model and assessment rubric to quantitatively and systematically evaluate the usability of climate change research for informing decision-making. We focus on the process through which data is collected, analyzed and reported and examine the extent to which key principles of usable science are integrated into project design, using grant proposals as our data source. The approach is applied to analyze climate change research conducted as part of the International Polar Year in Canada, with 23 projects identified as having explicit goals to inform decision-making.While the creation of usable science was promoted by funded projects in the International Polar Year, this was not generally reflected in research design: fewer than half determined objectives with input of decision makers, decision context was not widely considered, and knowledge users were not widely reported to be engaged in assessing the quality of data or in resolving conflict in evidence. The importance of science communication was widely emphasized, although only 8/23 projects discussed tailoring specific results for end user needs. Thus while International Polar Year research has made significant advances in understanding the human dimensions of Arctic climate change, key attributes necessary for determining success in linking science to decision-making (pertinence, quality, timeliness) were not captured by many projects. Integrating these attributes into research design from the outset is essential for creating usable science, and needs to be at the forefront of future research programs which aim to advance societal outcomes. The framework for assessing usability here, while developed and tested in an Arctic climate change context, has broader applicability in the general environmental change field. 相似文献
19.
This study explores the factors affecting rural landholders’ adaptation to climate change from the perspectives of formal institutions and communities of practice. Semi-structured interviews were conducted with formal institutions (e.g. South Australian government agencies) and communities of practice (e.g. farm systems groups) within two natural resource management regions in South Australia. Both groups noted that rural landholders autonomously adapt to a variety of risks, including those induced by climate variability; however, the types and levels of adaptation varied among individuals as a result of variety of barriers to adaptation. The lack of communication and engagement processes established between formal institutions and communities of practice was one major barrier. The paper presents and discusses a model for transferring knowledge and information on climate change among formal institutions, communities of practice, trusted individual advisors and rural landholders, and for supporting the co-management of climate change across multiple groups in rural agricultural areas in Australia and elsewhere. 相似文献
20.
The twin crisis of biodiversity loss and climate change make it urgent to find ways of restoring natural ecosystems, including coral reefs. Methods for coral reef restoration are rapidly advancing, bringing with them a range of potential risks and opportunities. Attention to public engagement in the governance of such activities therefore becomes critical. This research examines public attitudinal and behavioral engagement in ‘traditional’ coral restoration projects in the Great Barrier Reef World Heritage Area (i.e. coral gardening at relatively small scales). Grounded on dual-process decision-making and trust theories, rational factors (i.e., perceived benefits), emotions (i.e., hope and guilt) and trust are conceptually three main determinants of public engagement in ecological restoration. We used a mixed-method approach, including 63 individual interviews and a follow-up survey with 1585 participants, to clarify the roles of these psychological factors in motivating public engagement in current coral restoration projects. Trust was found to be the most important factor influencing public acceptance (i.e., attitudinal engagement) of coral restoration, while the emotion of guilt was the most influential factor affecting public support (i.e., behavioral engagement). Therefore, when advocating for conservation projects, different campaigns could be implemented with: (1) positive messages of hope and trust to gain public acceptance for government-funded restoration projects and (2) messages highlighting individual responsibility to motivate behavioral support to scale up restoration projects. 相似文献