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A hyperspectral experiment over tropical forests based on the EO-1 orbit change and PROSAIL simulation

Authors:	Lênio Soares Galvão Alana Almeida de Souza Fábio Marcelo Breunig

Institution:	1. Divis?o de Sensoriamento Remoto, Instituto Nacional de Pesquisas Espaciais (INPE), S?o José dos Campos (SP), Brazillenio.galvao@inpe.brhttps://orcid.org/0000-0002-8313-0497;3. Divis?o de Sensoriamento Remoto, Instituto Nacional de Pesquisas Espaciais (INPE), S?o José dos Campos (SP), Brazilhttps://orcid.org/0000-0003-1202-9444;4. Departamento de Engenharia Florestal, Universidade Federal de Santa Maria (UFSM), Rio Grande do Sul, Brazilhttps://orcid.org/0000-0002-0405-9603

Abstract:	ABSTRACT We designed a unique hyperspectral experiment from the Earth Observing One (EO-1) orbit change to evaluate solar illumination effects over tropical forests in Brazil. Ten nadir-viewing Hyperion images collected over a fixed site and period of the year (July to August) were selected for analysis. We evaluated variations in reflectance and in 16 narrowband vegetation indices (VIs) with increasing solar zenith angle (SZA) from the pre-drift (2004–2008) to the EO-1 drift period (2011–2016). To detect changes in reflectance and shadows, we applied spectral mixture analysis (SMA) and principal component analysis (PCA) and calculated the similarity spectral angle (θ) between the vegetation spectra measured with variable SZA. The magnitude of the illumination effects was also evaluated from change-point analysis and nonparametric Mann-Whitney U tests applied over the time series. Finally, we complemented our experiment using the PROSAIL model to simulate the VIs variation with increasing SZA resultant from satellite drift. The results showed significant changes in Hyperion reflectance and VIs, especially when the EO-1 crossed the study area at earlier times and larger SZA in 2015 (9:05 a.m.; SZA = 59°) and 2016 (8:30 a.m.; SZA = 67°). Compared to the pre-drift period (10:30 a.m.; SZA = 45°), the SZA differences of 14° (2015) and 22° (2016) increased the shade fractions and decreased the vegetation brightness. PCA separated the pre-drift and drift reflectance datasets, showing shifts in scores due to changes in brightness. θ increased with SZA, indicating changes in the shape of the vegetation spectra with drift. For most VIs, the change-point analysis indicated 2015 (SZA = 59°) as the predominant year of detected changes. Compared to the EO-1 original orbit, the Plant Senescence Reflectance Index (PSRI), Anthocyanin Reflectance Index (ARI) and Structure Insensitive Pigment Index (SIPI) presented the largest positive changes during drift, while the Photochemical Reflectance Index (PRI), Visible Atmospherically Resistant Index (VARI) and Enhanced Vegetation Index (EVI) had the largest negative changes. The effect size of the illumination geometry on these VIs was large, as indicated by increasing values of the Cohen’s r metric toward 2016. The anisotropy of the Hyperion VIs was generally consistent with that from PROSAIL in the simulated pre-drift and drift periods. Focusing on structural indices, it affected the relationships between VIs and simulated leaf area index (LAI) at large SZA.

Keywords:	EO-1 Hyperion orbit change solar illumination effects tropical forests Amazon hyperspectral vegetation indices

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