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基于DEA和Malmquist指数模型的中国资源型城市效率及其变化(英文)
引用本文:孙威,李杨,王岱,樊杰.基于DEA和Malmquist指数模型的中国资源型城市效率及其变化(英文)[J].地理学报(英文版),2012,22(3):509-520.
作者姓名:孙威  李杨  王岱  樊杰
作者单位:Institute of Geographic Sciences and Natural Resources Research, CAS;Key Laboratory of Regional Sustainable Development Modeling, CAS;Graduate University of Chinese Academy of Sciences
基金项目:National Natural Science Foundation of China, No.40701044;National Key Technology R&D Program,No.2008BAH31B01
摘    要:Employing DEA model and Malmquist productivity index, this paper probes into the urban efficiencies of 24 typical resources-based cities in China and their changes from 2000 to 2008. The research finds that the overall efficiencies of the resources-based cities are just at a general level, and only a few of them reach the optimal level. The scale efficiency is the major determining factor of the achievement of overall efficiency, the effect of which, never-theless, is reducing. From the perspective of classification characteristics, the re-sources-based cities in northeastern region have been in the front rank in terms of overall efficiency, pure technical efficiency and scale efficiency. There is a certain positive correlation between urban population scale and urban efficiency. The analysis of urban efficiency changes shows that the changes in overall efficiency of resources-based cities from 2000 to 2008 had a weak improving tendency. Both the technical change index and productivity change index decreased, indicating that the urban efficiency did not improve during this pe-riod, and the tendency of technical recession and productivity decline was obvious. In terms of the classification of urban efficiency changes, the urban overall efficiency improved in each of the four regions from 2000 to 2008, among which western region witnessed the greatest increase. Cities with different resource types have improved their urban overall efficiencies except steel-based cities. The urban overall efficiency increased in resources-based cities of different scales, with greater improvement in small and medium-sized cities than in big cities.

关 键 词:resources-based  cities  DEA  model  Malmquist  productivity  index  efficiency

The efficiencies and their changes of China’s resources-based cities employing DEA and Malmquist index models
Wei Sun,Yang Li,Dai Wang,Jie Fan.The efficiencies and their changes of China’s resources-based cities employing DEA and Malmquist index models[J].Journal of Geographical Sciences,2012,22(3):509-520.
Authors:Wei Sun  Yang Li  Dai Wang  Jie Fan
Institution:1,2 1. Institute of Geographic Sciences and Natural Resources Research, CAS, Beijing 100101, China; 2. Key Laboratory of Regional Sustainable Development Modeling, CAS, Beijing 100101, China; 3. Graduate University of Chinese Academy of Sciences, Beijing 100049, China
Abstract:Employing DEA model and Malmquist productivity index, this paper probes into the urban efficiencies of 24 typical resources-based cities in China and their changes from 2000 to 2008. The research finds that the overall efficiencies of the resources-based cities are just at a general level, and only a few of them reach the optimal level. The scale efficiency is the major determining factor of the achievement of overall efficiency, the effect of which, never-theless, is reducing. From the perspective of classification characteristics, the re-sources-based cities in northeastern region have been in the front rank in terms of overall efficiency, pure technical efficiency and scale efficiency. There is a certain positive correlation between urban population scale and urban efficiency. The analysis of urban efficiency changes shows that the changes in overall efficiency of resources-based cities from 2000 to 2008 had a weak improving tendency. Both the technical change index and productivity change index decreased, indicating that the urban efficiency did not improve during this pe-riod, and the tendency of technical recession and productivity decline was obvious. In terms of the classification of urban efficiency changes, the urban overall efficiency improved in each of the four regions from 2000 to 2008, among which western region witnessed the greatest increase. Cities with different resource types have improved their urban overall efficiencies except steel-based cities. The urban overall efficiency increased in resources-based cities of different scales, with greater improvement in small and medium-sized cities than in big cities.
Keywords:resources-based cities  DEA model  Malmquist productivity index  efficiency
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