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1.
2.
Abstract

Abstract The information regarding spatial and temporal variation of soil moisture in a catchment is of utmost importance in hydrological, as well as many other studies. Point measurements from gravimetric and other methods for soil moisture determination are insufficient to understand the spatial behaviour of soil moisture in a region. Microwave remote sensing data from active sensors on board various satellites are increasingly being used to map spatial distribution of soil moisture within the 0–10 cm top surface. The northern part of India has a network of large rivers and canals and, therefore, spatial and temporal distribution of soil moisture in this region has a significant bearing on the hydrology of the region. In this paper, results on estimation of soil moisture from an ERS-2 SAR image in the catchment of the Solani River (a tributary to the River Ganga) in and around the town of Roorkee, India, have been presented. The radar backscatter coefficient for each pixel of the image has been modelled from the digital numbers of the SAR image. Gravimetric measurements have been made simultaneously during the satellite pass to determine the concurrent value of volumetric soil moisture at a large number of sample points within the satellite sweep area. The backscatter coefficient is found to vary from –30 dB to –42 dB for a variation in soil moisture from 30 to 75%. Regression analyses between volumetric soil moisture and both the digital numbers and backscatter coefficients were performed. Strong correlations between volumetric soil moisture and digital number were observed with R 2 values of 0.84, 0.75 and 0.83 for bare soil, vegetative and combined surfaces, respectively. A similar trend was observed with the relationship between backscatter and volumetric soil moisture with R 2 values of 0.60, 0.89 and 0.67 for bare soil, vegetative and combined surfaces, respectively. These results demonstrate the utilization of SAR data for estimation of spatial distribution of soil moisture in the region of the present study.  相似文献   

3.
Multi-temporal synthetic aperture radar (SAR) imagery from the European Remote Sensing Satellite (ERS-1) was evaluated for monitoring soil moisture at the Romney Marsh test site as part of the UK SAR Calibration and Crop Backscatter Experiment. A total of 18 C-band (5.3 GHz) ERS-1 SAR images were acquired during the three day orbit and co-registered. Accurate calibration of the backscatter measurements was achieved using calibration constants derived from an analysis of corner reflector target responses. Mean backscatter measurements were recorded for each field and compared with field data on soil moisture, surface roughness and rainfall patterns. A comparison of daily and hourly rainfall and soil moisture measurements with backscatter for different cover types showed that the observed trends in backscatter are dominated by moisture effects. A high positive correlation between volumetric soil moisture in the range 10–40% was observed for bare soil fields. A much weaker positive relationship between soil moisture and backscatter was observed for grassland fields.  相似文献   

4.
Abstract

The water cloud model is used to account for the effect of vegetation water content on radar backscatter data. The model generally comprises two parameters that characterize the vegetated terrain, A and B, and two bare soil parameters, C and D. In the present study, parameters A and B were estimated using a genetic algorithm (GA) optimization technique and compared with estimates obtained by the sequential unconstrained minimization technique (SUMT) from measured backscatter data. The parameter estimation was formulated as a least squares optimization problem by minimizing the deviations between the backscatter coefficients retrieved from the ENVISAT ASAR image and those predicted by the water cloud model. The bias induced by three different objective functions was statistically analysed by generating synthetic backscatter data. It was observed that, when the backscatter coefficient data contain no errors, the objective functions do not induce any bias in the parameter estimation and the true parameters are uniquely identified. However, in the presence of noise, these objective functions induce bias in the parameter estimates. For the cases considered, the objective function based on the sum of squares of normalized deviations with respect to the computed backscatter coefficient resulted in the best possible estimates. A comparison of the GA technique with the SUMT was undertaken in estimating the water cloud model parameters. For the case considered, the GA technique performed better than the SUMT in parameter estimation, where the root mean squared error obtained from the GA was about half of that obtained by the SUMT.

Editor D. Koutsoyiannis; Associate editor L. See

Citation Kumar, K., Hari Prasad, K.S. and Arora, M.K., 2012. Estimation of water cloud model vegetation parameters using a genetic algorithm. Hydrological Sciences Journal, 57 (4), 776–789.  相似文献   

5.
Images from satellite platforms are a valid aid in order to obtain distributed information about hydrological surface states and parameters needed in calibration and validation of the water balance and flood forecasting. Remotely sensed data are easily available on large areas and with a frequency compatible with land cover changes. In this paper, remotely sensed images from different types of sensor have been utilized as a support to the calibration of the distributed hydrological model MOBIDIC, currently used in the experimental system of flood forecasting of the Arno River Basin Authority. Six radar images from ERS‐2 synthetic aperture radar (SAR) sensors (three for summer 2002 and three for spring–summer 2003) have been utilized and a relationship between soil saturation indexes and backscatter coefficient from SAR images has been investigated. Analysis has been performed only on pixels with meagre or no vegetation cover, in order to legitimize the assumption that water content of the soil is the main variable that influences the backscatter coefficient. Such pixels have been obtained by considering vegetation indexes (NDVI) and land cover maps produced by optical sensors (Landsat‐ETM). In order to calibrate the soil moisture model based on information provided by SAR images, an optimization algorithm has been utilized to minimize the regression error between saturation indexes from model and SAR data and error between measured and modelled discharge flows. Utilizing this procedure, model parameters that rule soil moisture fluxes have been calibrated, obtaining not only a good match with remotely sensed data, but also an enhancement of model performance in flow prediction with respect to a previous calibration with river discharge data only. Copyright © 2006 John Wiley & Sons, Ltd.  相似文献   

6.
《水文科学杂志》2013,58(6):1079-1093
Abstract

A time series analysis of 152 VV-polarized Advanced Synthetic Aperture Radar (ASAR) Wide Swath Mode (WSM) images collected over the central part of the Tibetan Plateau is presented for the period from April 2005 to September 2007. The signatures of a grassland and a wetland are studied to identify the impact of three land-surface states on the backscatter (σ°). The considered land-surface states are soil moisture, soil temperature and vegetation biomass represented by Système Pour l'Observation de la Terre (SPOT) Normalized Difference Vegetation Index (NDVI). Comparison of the σ° time series with these land-surface states via a multivariate regression shows that the grassland σ° are well represented by the soil moisture dynamics, while the wetland σ° also has a strong correlation with soil temperature. Further, we found that the contribution of the NDVI to the explanation of the temporal σ° variability is limited for both the grassland and wetland.  相似文献   

7.
Abstract

Remote sensing techniques are useful for agro-hydrological monitoring at the farm scale because the availability of spatially and temporally distributed data improves agricultural models for irrigation and crop yield optimization under water scarcity conditions. This research focuses on the surface water content retrieval using active microwave data. Two semi-empirical models were chosen as these showed the best performances in simulating cross and co-polarized backscatter. Thus, these models were coupled to obtain reliable assessments of both soil water content and soil roughness. The use of the coupled model enables one to avoid using roughness measured in situ. Remote sensing images and in situ data were collected between April and July 2006 within the European Space Agency-funded project AgriSAR 2006. The images data set includes L-band in HH, VV and VH polarizations acquired from the airborne E-SAR sensor, operated by the German Aerospace Centre. Results were validated using in situ soil water content and roughness measurements. The results show that reliable assessment of both soil roughness (r 2 up to ?0.8) and soil water content (r 2 ? 0.9) can be retrieved in fields characterized by low fractional coverage.

Editor D. Koutsoyiannis; Associate editor C. Onof

Citation Capodici, F., Maltese, A., Ciraolo, G., La Loggia, G., and D’Urso, G., 2013. Coupling two radar backscattering models to assess soil roughness and surface water content at the farm scale. Hydrological Sciences Journal, 58 (8), 1677–1689.  相似文献   

8.
Soil water depletion depth by planted vegetation on the Loess Plateau   总被引:4,自引:0,他引:4  
Evapotranspiration of much planted vegetation exceeds precipitation, and this can deplete soil water and cause a deep dry layer in the soil profile, which is a serious obstacle to sustainable land use on the Loess Plateau, China. This study aimed to determine water depletion depth of planted grassland, shrub, and forest in a semiarid area on the Loess Plateau. Soil moisture of five vegetation types was measured to >20 m in depth. The vegetation types were crop, natural grasse, seven-year-old planted alfalfa (Medicago sativa L.), 23-year-old planted caragana (Caragana microphylla Lam.) shrub, and 23-year-old planted pine (Pinus tabulaeformis L) forest land. Through comparing moisture of planted alfalfa grass, caragana shrub, and pine forest to crop and natural grassland, the depth and amount of soil water consumed by grassland, caragana brush and pine forest was determined. The depth of soil water depleted by alfalfa, caragana brush, and pine forest reached 15.5, 22.4 and 21.5 m, respectively. Supported by National Basic Research Program of China (Grant No. 2007CB407204) and National Natural Science Foundation of China (Grant No. 40471082)  相似文献   

9.

Knowledge of seasonal variation of net ecosystem CO2 exchange (NEE) and its biotic and abiotic controllers will further our understanding of carbon cycling process, mechanism and large-scale modelling. Eddy covariance technique was used to measure NEE, biotic and abiotic factors for nearly 3 years in the hinterland alpine steppe—Korbresia meadow grassland on the Tibetan Plateau, the present highest fluxnet station in the world. The main objectives are to investigate dynamics of NEE and its components and to determine the major controlling factors. Maximum carbon assimilation took place in August and maximum carbon loss occurred in November. In June, rainfall amount due to monsoon climate played a great role in grass greening and consequently influenced interannual variation of ecosystem carbon gain. From July through September, monthly NEE presented net carbon assimilation. In other months, ecosystem exhibited carbon loss. In growing season, daytime NEE was mainly controlled by photosynthetically active radiation (PAR). In addition, leaf area index (LAI) interacted with PAR and together modulated NEE rates. Ecosystem respiration was controlled mainly by soil temperature and simultaneously by soil moisture. Q 10 was negatively correlated with soil temperature but positively correlated with soil moisture. Large daily range of air temperature is not necessary to enhance carbon gain. Standard respiration rate at referenced 10°C (R 10) was positively correlated with soil moisture, soil temperature, LAI and aboveground biomass. Rainfall patterns in growing season markedly influenced soil moisture and therefore soil moisture controlled seasonal change of ecosystem respiration. Pulse rainfall in the beginning and at the end of growing season induced great ecosystem respiration and consequently a great amount of carbon was lost. Short growing season and relative low temperature restrained alpine grass vegetation development. The results suggested that LAI be usually in a low level and carbon uptake be relatively low. Rainfall patterns in the growing season and pulse rainfall in the beginning and at end of growing season control ecosystem respiration and consequently influence carbon balance of ecosystem.

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10.
Abstract

An integrated model, combining a surface energy balance system, an LAI-based interception model and a distributed monthly water balance model, was developed to predict hydrological impacts of land-use/land-cover change (LUCC) in the East River basin, China, with the aid of GIS/RS. The integrated model is a distributed model that not only accounts for spatial variations in basin terrain, rainfall and soil moisture, but also considers spatial and temporal variation of vegetation cover and evapotranspiration (ET), in particular, thus providing a powerful tool for investigating the hydrological impact of LUCC. The model was constructed using spatial data on topography, soil types and vegetation characteristics together with time series of precipitation from 170 stations in the basin. The model was calibrated and validated based on river discharge data from three stations in the basin for 21 years. The calibration and validation results suggested that the model is suitable for application in the basin. The results show that ET has a positive relationship with LAI (leaf area index), while runoff has a negative relationship with LAI in the same climatic zone that can be described by the surface energy balance and water balance equation. It was found that deforestation would cause an increase in annual runoff and a decrease in annual ET in southern China. Monthly runoff for different land-cover types was found to be inversely related to ET. Also, for most of the scenarios, and particularly for grassland and cropland, the most significant changes occurred in the rainy season, indicating that deforestation would cause a significant increase in monthly runoff in that season in the East River basin. These results are important for water resources management and environmental change monitoring.
Editor Z.W. Kundzewicz  相似文献   

11.
Soil moisture is essential for vegetation restoration in arid and semi-arid regions. Ascertaining the vertical distribution and transportation of soil moisture under different vegetation types has a profound effect on the ecological construction. In this study, the soil moisture at a depth of 500 cm for four typical vegetation types, including Robinia pseudoacacia, Caragana korshinskii, Stipa bungeana, and corn, were investigated and compared in the Zhifanggou watershed of the Loess plateau. Additionally, hydrogen and oxygen stable isotopes were detected to identify the transport mechanism of soil moisture. The results showed vertical distribution and transportation of soil moisture were different under different vegetation types. Depth-averaged soil moisture under S. bungeana and corn generally increased along the profile, while C. korshinskii and R. pseudoacacia showed weakly increasing and relatively stable after an obvious decreasing trend (0–40 cm). The soil moisture under R. pseudoacacia was lower than that under other vegetation types, especially in deep layer. However, the effect of R. pseudoacacia on soil moisture in the topsoil (< 30 cm) could be positive. For R. pseudoacacia (160–500 cm), C. korshinskii (0–500 cm), and S. bungeana (0–100 cm), the soil moisture declined with increased in vegetation age. Planting arbor species such as R. pseudoacacia intensified the decline of soil moisture on the Loess Plateau. The capacity of evaporation fractionation of soil moisture followed the sequence: corn > S. bungeana > R. pseudoacacia > C. korshinskii. The δ18O values in soil water fluctuated across the profile. The δ18O values changed sharply in upper layer and generally remained stable in deep layer. However, in middle layer, the vertical distribution characteristics of the δ18O values were different under different vegetation types. We estimated that piston flow was the main mode of precipitation infiltration, and the occurrence of preferential flow was related to vegetation types. These results were helpful to improve the understanding of the response of deep soil moisture to vegetation restoration and inform practices for sustainable water management.  相似文献   

12.
Abstract

Reliable estimation of sensible heat flux (H) is important in energy balance models for quantifying evapotranspiration (ET). This study was conducted to evaluate the value of adding the Priestley-Taylor (PT) equation to the METRIC (Mapping Evapotranspiration at high Resolution with Internalized Calibration) model. METRIC was used to estimate energy fluxes for 10 Landsat images from the 2005, 2006 and 2007 crop growing seasons in south-central Nebraska, USA, where each image owing to recent rainfall exhibited high residual moisture content even at the hot pixel. The METRIC model performed satisfactorily for net radiation (Rn ) and soil heat flux (G) estimation with a root mean square error (RMSE) of 52 and 24 W m-2, respectively. A RMSE of 122 W m-2 for H indicated the limitation of the METRIC model in estimating H for high residual moisture content of the hot pixel (Alfalfa reference ET fraction, ET r F > 0.15). The modified METRIC model (wet METRIC or wMETRIC) incorporating the PT equation was applied to calculate H at the anchor pixels (hot and cold) for high residual moisture content of the hot pixel. The α coefficient of the PT equation was locally calibrated using hourly meteorological data from an automatic weather station and Rn and G data from a Bowen ratio flux tower. The mean α coefficient value was 1.14. The wMETRIC model reduced the RMSE of H from 122 to 64 W m-2 and that of latent heat flux, LE, from 163 to 106 W m-2. The RMSE of daily ET decreased from 1.7 to 1.1 mm d-1 with wMETRIC. The results indicate that treatment of anchor pixels for high residual moisture content with the PT approach gives improved estimation of H, LE and daily ET. It is recommended that the wMETRIC model be used for estimating ET if the hot pixel has high residual moisture (i.e. reference ET fraction > 0.15).

Citation Singh, R. K. & Irmak, A. (2011) Treatment of anchor pixels in the METRIC model for improved estimation of sensible and latent heat fluxes. Hydrol. Sci. J. 56(5), 895–906.  相似文献   

13.
Abstract

The accuracy of six combined methods formed by three commonly-used soil hydraulic functions and two methods to determine soil hydraulic parameters based on a soil hydraulic parameter look-up table and soil pedotransfer functions was examined for simulating soil moisture. A novel data analysis and modelling approach was used that eliminated the effects of evapotranspiration so that specific sources of error among the six combined methods could be identified and quantified. By comparing simulated and observed soil moisture at six sites of the USDA Soil Climate Analysis Network, we identified the optimal soil hydraulic functions and parameters for predicting soil moisture. Through sensitivity tests, we also showed that adjusting only the soil saturated hydraulic conductivity, Ks , is insufficient for representing important effects of macropores on soil hydraulic conductivity. Our analysis illustrates that, in general, soil hydraulic conductivity is less sensitive to Ks than to the soil pore-size distribution parameter.

Editor D. Koutsoyiannis; Associate editor D. Hughes

Citation Pan, F., McKane, R.B. and Stieglitz, M., 2012. Identification of optimal soil hydraulic functions and parameters for predicting soil moisture. Hydrological Sciences Journal, 57 (4), 723–737.  相似文献   

14.
Abstract

The collocation technique has become a popular tool in oceanography and hydrology for estimating the error variances of different data sources such as in situ sensors, models and remote sensing products. It is also possible to determine calibration constants, for example to account for an off-set between the data sources. So far, the temporal autocorrelation structure of the errors has not been studied, although it is known that it has detrimental effects on the results of the collocation technique, in particular when calibration constants are also determined. This paper shows how the (triple) collocation estimators can be adapted to retrieve the autocovariance functions; the statistical properties as well as the structural deficencies are described. The coupling between the autocorrelation of the error and the estimation of calibration constants is studied in detail, due to its importance for analysing temporal changes. In soil moisture applications, such time variations can be induced, for example, by seasonal changes in the vegetation cover, which affect both models and remote sensing products. The limitations of the proposed technique associated with these considerations are analysed using remote sensing and in situ soil moisture data. The variability of the inter-sensor calibration and the autocovariance are shown to be closely related to temporal patterns of the data.

Editor D. Koutsoyiannis

Citation Zwieback, S., Dorigo, W., and Wagner, W., 2013. Estimation of the temporal autocorrelation structure by the collocation technique with an emphasis on soil moisture studies. Hydrological Sciences Journal, 58 (8), 1729–1747.  相似文献   

15.
Abstract

The purpose of this paper is to present the methodology set up to derive catchment soil moisture from Earth Observation (EO) data using microwave spaceborne Synthetic Aperture Radar (SAR) images from ERS satellites and to study the improvements brought about by an assimilation of this information into hydrological models. The methodology used to derive EO data is based on the appropriate selection of land cover types for which the radar signal is mainly sensitive to soil moisture variations. Then a hydrological model is chosen, which can take advantage of the new information brought by remote sensing. The assimilation of soil moisture deduced from EO data into hydrological models is based principally on model parameter updating. The main assumption of this method is that the better the model simulates the current hydrological system, the better the following forecast will be. Another methodology used is a sequential one based on Kalman filtering. These methods have been put forward for use in the European AIMWATER project on the Seine catchment upstream of Paris (France) where dams are operated to alleviate floods in the Paris area.  相似文献   

16.
In the semi‐arid western United States, water availability plays a defining role in land use. Soil moisture, vegetation, and microtopography are key variables in the hydrologic function of these ecosystems. Previous research has not addressed the influence of site‐specific aspect, vegetation, or slope gradient on terracette soil moisture patterns in semi‐arid rangelands. Therefore, the objectives of this study were to: (1) assess the influence of terracette site aspect, vegetation cover, and slope on soil moisture; (2) conceptualize conditions at the hillslope scale given terracette morphology; and (3) estimate the extent of terracettes at a regional scale. The Simultaneous Heat and Water (SHAW) model was used to simulate soil water dynamics of terracettes given variations in site conditions. These results were coupled with time‐of‐flight laser scans to quantify terracette bench and riser percent‐area, and statewide assessments of terracette extent using digital orthoimagery and a geographical information system (GIS). Modeling results indicated site aspect had minimal influence (±0.005 m3 m?3) on terracette soil moisture. Vegetation, represented as leaf area index (LAI), had the single‐most influential effect on terracette volumetric water content (θ v) demonstrated by an inverse relationship of LAI to mean terracette hillslope θ v; and slope increases of ≥15% on northern azimuths increased mean θ v which contrasted with southern azimuths for similar slope increases. Laser scanning results indicated bench width and riser length could be estimated from mean site slope (R 2 = 0.82 risers and R 2 = 0.93 benches). Aerial orthoimagery/GIS assessments estimated >159 000 ha of terracettes throughout the State of Idaho, with >41 000 ha (~26%) occurring on lands managed as grazing allotments. These findings provide an increased understanding of rangeland hydrologic processes as influenced by cattle density, vegetation, and terracettes which can aide land managers in their selection and application of best management practices on these lands. Copyright © 2017 John Wiley & Sons, Ltd.  相似文献   

17.
Understanding the water use characteristics and water relationship of coexisting vegetation in a mixed-species plantation of trees and shrubs is crucial for the sustainable restoration of degraded arid areas. This study investigated the water use characteristic of coexisting sand-binding vegetation combinations in the sierozem habitat (Populus przewalskii Maxim namely Populus-S and Caragana liouana) and aeolian sandy soil habitats (Populus przewalskii Maxim namely Populus-A and Salix psammophila) of the desert steppe. By analysing the δ2H and δ18O isotopes in xylem, soil water, groundwater and precipitation, a Bayesian MixSIAR model was employed to quantitatively assess the water utilization characteristics of plants. Throughout the growing season, in the sierozem habitat, C. liouana exhibits the highest efficiency in utilizing soil moisture above 60 cm (53.45%) and displays adaptable water use strategies. In contrast, Populus-A predominantly relies on deep soil moisture below 60 cm plus groundwater (63.89%). In the aeolian sandy soil habitat, both Populus-A and S. psammophila similarly favour deep soil moisture below the 60 cm soil plus groundwater (66.77% and 67.60%, respectively). During the transition period from the dry to the wet seasons, although both Populus-A and S. psammophila in the aeolian sandy soil habitat shifted their water sources from deeper to shallower ones, there was considerable overlap in the water sources used by Populus-A and S. psammophila. This overlap led to competition for water resources and exacerbated the depletion of deep soil moisture in both seasons. Conversely, in the sierozem habitat, the partitioning of water sources between Populus-S and C. liouana facilitated the allocation and utilization of water resources between the two species. The findings highlight the need for species-specific consideration in water resource allocation within mixed-species plantations of trees and shrubs, which is crucial for sustainable vegetation restoration in sand-binding ecosystems.  相似文献   

18.
Abstract

Estimating groundwater recharge is essential to ensure the sustainable use of groundwater resources, particularly in arid and semi-arid regions. Soil water balances have been frequently advocated as valuable tools to estimate groundwater recharge. This article compares the performance of three soil water balance models (Hydrobal, Visual Balan v2.0 and Thornthwaite) in the Ventós-Castellar aquifer, Spain. The models were used to simulate wet and dry years. Recharge estimates were transformed into water table fluctuations by means of a lumped groundwater model. These, in turn, were calibrated against piezometric data. Overall, the Hydrobal model shows the best fit between observed and calculated levels (r2 = 0.84), highlighting the role of soil moisture and vegetation in recharge processes.

Editor D. Koutsoyiannis; Associate editor X. Chen

Citation Touhami, I., et al., 2014. Comparative performance of soil water balance models in computing semi-arid aquifer recharge. Hydrological Sciences Journal, 59 (1), 193–203.  相似文献   

19.
Measurements of water vapour flux from semi‐arid perennial woodland (mallee) were made for 3 years using eddy covariance instrumentation. There have been no previous long‐term, detailed measures of water use in this ecosystem. Latent energy flux (LE) on a half hourly basis was the measure of the combined soil and plant evaporation, ‘evapotranspiration’ (ELE) of the site. Aggregation over 3 years of the site measured rain (1136 mm) and the estimated evaporation (794 mm) suggests that 342 mm or 30% of rain had moved into or past the root zone of the vegetation. Above average rainfall during 2011 and the first quarter of 2012 (633 mm, 15 months) would likely have been the period during which significant groundwater recharge occurred. At times immediately after rainfall, ELE rates were the same or exceeded estimates of potential E calculated from a suitably parameterized Penman–Monteith (EPMo) equation. Apparent free water E from plant interception and soil evaporation was about 2.3 mm and lasted for 1.3 days following rainfall in summer, while in autumn, E was 5.1 mm that lasted over 5.4 days. The leaf area index (LAI) needed to adjust a wind function calibrated Penman equation (EPMe) to match the ELE values could be back calculated to generate seasonal change in LAI from 0.12 to 0.46 and compared well with normalized difference vegetation index; r = 0.38 and p = 0.0213* and LAI calculated from digital cover photography. The apparently conservative response of perennial vegetation evaporation to available water in these semi‐arid environments reinforces the conclusion that these ecosystems use this mechanism to survive the reasonably common dry periods. Plant response to soil water availability is primarily through gradual changes in leaf area. Copyright © 2015 John Wiley & Sons, Ltd.  相似文献   

20.
Tan  Xingyan  Zhang  Lanhui  He  Chansheng  Zhu  Yuzuo  Han  Zhibo  Li  Xuliang 《中国科学:地球科学(英文版)》2020,63(11):1730-1744

Accurate monitoring of soil moisture is crucial in hydrological and ecological studies. Cosmic-ray neutron sensors (CRNS) measure area-average soil moisture at field scale, filling a spatial scale gap between in-situ observations and remote sensing measurements. However, its applicability has not been assessed in the agricultural-pastoral ecotone, a data scarce semi-arid and arid region in Northwest China (APENC). In this study, we calibrated and assessed the CRNS (the standard N0 method) estimates of soil moisture. Results show that Pearson correlation coefficient, RP, and the root mean square error (RMSE) between the CRNS soil moisture and the gravimetric soil moisture are 0.904 and less than 0.016 m3 m−3, respectively, indicating that the CRNS is able to estimate the area-average soil moisture well at our study site. Compared with the in-situ sensor network measurements (ECH2O sensors), the CRNS is more sensitive to the changes in moisture in its footprint, which overestimates and underestimates the soil moisture under precipitation and dry conditions, respectively. The three shape parameters a0, a1, a2 in the standard calibration equation (N0 method) are not well suited to the study area. The calibrated parameters improved the accuracy of the CRNS soil moisture estimates. Due to the lack of low gravimetric soil moisture data, performance of the calibrated N0 function is still poor in the extremely dry conditions. Moreover, aboveground biomass including vegetation biomass, canopy interception and widely developed biological soil crusts adds to the uncertainty of the CRNS soil moisture estimates. Such biomass impacts need to be taken into consideration to further improve the accuracy of soil moisture estimation by the CRNS in the data scarce areas such as agricultural-pastoral ecotone in Northwest China.

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