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41.
ABSTRACT

Changes in agricultural practices can play a pivotal role in climate change mitigation by reducing the need for land use change as one of the biggest sources of GHG emissions, and by enabling carbon sequestration in farmers’ fields. Expansion of smallholder and commercial agriculture is often one of the main driving forces behind deforestation and forest degradation. However, mitigation programmes such as REDD+ are geared towards conservation efforts in the forestry sector without prominently taking into account smallholder agricultural interests in project design and implementation. REDD+ projects often build on existing re- and afforestation projects without major changes in their principles, interests and assumptions. Informed by case study research and interviews with national and international experts, we illustrate with examples from Ethiopia and Indonesia how REDD+ projects are implemented, how they fail to adequately incorporate the demands of smallholder farmers and how this leads to a loss of livelihoods and diminishing interest in participating in REDD+ by local farming communities. The study shows how the conservation-based benefits and insecure funding base in REDD+ projects do not compensate for the contraction in livelihoods from agriculture. Combined with exclusive benefit-sharing mechanisms, this results in an increased pressure on forest resources, diverging from the principal objective of REDD+. We note a gap between the REDD+ narratives at international level (i.e. coupling development with a climate agenda) and the livelihood interests of farming communities on the ground. We argue that without incorporating agricultural interests and a review of financial incentives in the design of future climate finance mechanisms, objectives of both livelihood improvements and GHG emission reductions will be missed.

Key policy insights
  • REDD+ is positioned as a promising tool to meet climate, conservation and development targets. However, these expectations are not being met in practice as the interests of smallholder farmers are poorly addressed.

  • REDD+ policy developers and implementers need more focus on understanding the interests and dynamics of smallholder agriculturalists to enable inclusive, realistic and long-lasting projects.

  • For REDD+ to succeed, funders need to consider how to better ensure long-term livelihood security for farming communities.

  相似文献   
42.
A rapidly growing literature interrogates the social and economic impacts of various Reducing Emissions from Deforestation and Forest Degradation (REDD+) schemes in Sub-Saharan Africa. Less often, however, have scholars examined the necessary corollary of such initiatives; that is, both new and enhanced law enforcement initiatives to combat the global trade in illegal forest products and secure property rights to conserved forests. Drawing upon recent consultative experiences for relevant multinational agencies in East Africa, we critically analyze the emergent features of this additional ‘dark side’ of REDD+, highlighting in particular both its potential for ‘leakage’ effects on adjacent jurisdictions and deleterious implications for forest-dependent communities. Specifically, we highlight the ways in which such activities threaten to conflate illegal with informal trade in forest products; the ways in which they are potentially ill-suited for addressing the trade in charcoal as opposed to the trade in timber; and the incentives that they may provide for states to further marginalize indigenous forest-dwelling populations in the region. In doing so, we argue that this nascent synthesis of REDD+ and transnational law enforcement threatens to contribute significantly and regressively to the broader securitization of conservation in Sub-Saharan Africa and elsewhere.  相似文献   
43.
Armed-conflicts often occur in tropical areas considered to be of high ‘conservation-value’, termed as such for their biodiversity or carbon-storage functions. Despite this important overlap, few studies have assessed how forest-biomass is affected by armed-conflicts. Thus, in this paper we develop a multinomial logit model to examine how outcomes of the interactions between carbon-storage, armed-conflict and deforestation rates are linked to social, institutional and economic factors. We use Colombia as a case study because of its protracted armed-conflict, high forest-cover, sustained deforestation rates and on-going peace processes. Our empirical results show that the impacts of armed-conflicts on forest-cover are connected to specific socio-economical processes, such as unequal land distribution and land-grabbing, which typically occurs as part of ‘agricultural colonization’. Findings address a research gap by providing statistically sound evidence for associations between armed-conflicts and land-related grievances, which has rarely been demonstrated empirically. Our results also suggest that forest commons are associated with reduced armed-conflict, and simultaneously provide contributions to carbon storage and to meeting basic needs. Moreover, our forest-conflict transition models provide useful visual means to capture and relay to policymakers-the causes of forest cover-changes in a conflict-affected country. Finally, our findings imply that in dedicating their efforts to resolving land-ownership disputes, the Colombian government might uphold their international climate change commitments via reducing deforestation and hence forest based carbon emissions, while pursuing their national security objective via undermining opportunities for guerrilla groups to operate.  相似文献   
44.
REDD projects have received considerable attention for their potential to mitigate the effects of climatic change. However, the existing literature has been slow to assess the impacts of proposed REDD projects on the livelihoods of forest communities in the developing world, or the implications of these local realities for the success of REDD+ initiatives in general. This study presents ethnographic research conducted with communities within the April-Salomei pilot REDD+ Project in Papua New Guinea (PNG). Several cases of institutional biases and uneven power relationships have been exploited by local elites to prevent landowners from making free and informed choices about their involvement in the project, although landowners and local communities are well positioned to capture forthcoming project benefits. By underestimating the scale and impact of traditional shifting cultivation practices, the credibility of the REDD+ project design and the value of any future carbon credits are critically undermined. Based on the actual practices found in PNG, the authors' radical proposal is to call for a halt on REDD development in PNG while institutional enabling conditions are improved, comprehensive landowner consultations conducted, and detailed mapping and genealogical surveys of landowners completed. Without these developments, future REDD+ projects in PNG are unlikely to benefit either the global climate or local development.  相似文献   
45.
It is argued that the subordination of policies to results-based payments for emissions reductions causes severe economic inefficiencies, which affect the opportunity cost, transaction cost, and economic rent of the programme. Such problems can be addressed by establishing sound procedural, land, and financial governance at the national level, before Reducing Emissions from Deforestation and Forest Degradation (REDD+) economic incentives are delivered at scale. Consideration is given to each governance dimension, the entry points for policy intervention, and the impact on costs. International support must consider the financial and political cost of governance reforms, and use a pay-for-results ethos based on output and outcome indicators. This can be done in the readiness phase but only if the latter's legal force, scope, magnitude, and time horizon are adequately reconsidered. This article provides ammunition for the institutionalists’ argument that United Nations Framework Convention on Climate Change (UNFCCC) Parties must prioritize governance reforms between now and the entry into force of the new climate agreement in 2020. Finally, specific recommendations about how such governance reforms can be achieved, which will create the basis for the programme's financial sustainability, are offered.

Policy relevance

UNFCCC Parties could make the most cost-effective use of REDD+ resources if they were to prioritize investments in governance over the interim period 2012–2020. REDD+’s financial, technical and political capital should be used to establish sound procedural, sectoral (land), and financial governance systems in relevant countries. This will generate long-term economic savings, compared to an approach that privileges the implementation of results-based payments for emissions reductions. In particular, it will reduce economic inefficiencies, which affect the opportunity and transaction costs, and the private rents embedded in the current programme design. In order to promote the necessary policy reforms, stakeholders should work together to address technical, financial, and political economy issues at the domestic level. In particular, UNFCCC Parties should re-conceptualize the readiness phase by strengthening its legal force, expanding its scope, increasing its financial firepower, and extending its time horizon.  相似文献   
46.
《Climate Policy》2013,13(3):306-315
Consideration of incentives for reducing emissions from deforestation and forest degradation (REDD) is now formally part of the post-2012 climate change negotiations. A significant amount of financing will be required to make REDD a success, but the design of the REDD architecture can determine the availability of capital. Therefore, in negotiations this should be considered at the same time and on an equal basis with methodological and political considerations. Detailed consideration is given to the type of commitment, the financing mechanism, the level of incentive allocation, and the fungibility of carbon credits, in the context of experience from existing carbon markets. We conclude that a financially successful REDD mechanism would be based on a strong regulatory framework with mandatory targets, market-based, with some degree of project-level crediting, creating fungible REDD credits, subject to a cap.  相似文献   
47.
Indonesia's forest management unit (Kesatuan Pengelolaan Hutan or KPH) system can be a promising mechanism for balancing international and national interests for global carbon mitigation initiatives with local interests in project implementation. We discuss the potential role of the KPH system in implementing REDD+ (Reducing Emission from Deforestation and Forest Degradation) projects and improving decentralized forest governance. Substantial financial gains from international initiatives like REDD+ and others can provide appropriate motivation for the central government to ensure successful decentralization of forest management. Development and implementation of REDD+ activities can also support the KPHs in performing their basic functions: conducting forest inventory, developing and implementing forest management plans, and strengthening communication and coordination with local communities. However, engaging indigenous peoples and local communities, which is a legal mandate for the system, will require building some measure of democratic process that can hold the KPHs accountable to local people.  相似文献   
48.
Payment schemes for ecosystem services such as Reducing Emissions from Deforestation and forest Degradation (REDD) rely on the prediction of ‘business-as-usual’ scenarios to ensure that emission reductions from carbon credits are additional. However, land systems often undergo periods of nonlinear and abrupt change that invalidate predictions calibrated on past trends. Rapid land-system change can occur when critical thresholds in broad-scale underlying drivers such as commodity prices and climate conditions are crossed or when sudden events such as political change or natural disasters punctuate long-term equilibria. As a result, land systems can shift to new regimes with markedly different economic and ecological characteristics. Anticipating the timing and nature of regime shifts of land systems is extremely challenging, as we demonstrate through empirical case studies in four countries in Southeast Asia (China, Laos, Vietnam and Indonesia). The results show how sudden events and gradual changes in underlying drivers caused rapid, surprising and widespread land-system changes, including shifts to different regimes in China, Vietnam and Indonesia, whereas land systems in Laos remained stable in the study period but show recent signs of rapid change. The observed regime shifts were difficult to anticipate, which compromises the validity of predictions of future land-system changes and the assessment of their impact on greenhouse gas emissions, hydrological processes, agriculture, biodiversity and livelihoods. This implies that long-term initiatives such as REDD must account for the substantial uncertainties inherent in future predictions of land-system change. Learning from past regime shifts and identifying early warning signs for future regime shifts are important challenges for land-system science.  相似文献   
49.
Using recent land cover maps, we used matching techniques to analyze forest cover and assess effectiveness in avoiding deforestation in three main land tenure regimes in Panama, namely protected areas, indigenous territories and non-protected areas. We found that the tenure status of protected areas and indigenous territories (including comarcas and claimed lands) explains a higher rate of success in avoided deforestation than other land tenure categories, when controlling for covariate variables such us distance to roads, distance to towns, slope, and elevation. In 2008 protected areas and indigenous territories had the highest percentage of forest cover and together they hosted 77% of Panama's total mature forest area. Our study shows the promises of matching techniques as a potential tool for demonstrating and quantifying conservation efforts. We therefore propose that matching could be integrated to methodological approaches allowing compensating forests’ protectors. Because conserving forest carbon stocks in forested areas of developing countries is an essential component of REDD+ and its future success, the discussion of our results is relevant to countries or jurisdictions with high forest cover and low deforestation rates.  相似文献   
50.
Efforts towards Reducing Emissions from Deforestation and Forest Degradation plus conservation, sustainable management of forests and enhancement of carbon stocks (REDD+) have grown in importance in developing countries following negotiations within the United Nations Framework Convention on Climate Change (UNFCCC). This has favoured investments in processes to prepare countries for REDD+ at the national level (a process referred to as REDD+ Readiness). Yet, little attention has been given to how Readiness can be assessed and potentially improved. This article presents a framework for Readiness assessment and compares progress in REDD+ Readiness across four countries, namely Cameroon, Indonesia, Peru, and Vietnam. The Readiness assessment framework comprises six functions, namely planning and coordination; policy, laws, and institutions; measurement, reporting, verification (MRV), and audits; benefit sharing; financing; and demonstrations and pilots. We found the framework credible and consistent in measuring progress and eliciting insight into Readiness processes at the country level. Country performance for various functions was mixed. Progress was evident on planning and coordination, and demonstration and pilots. However, MRV and audits; financing; benefit sharing; and policies, laws and institutions face major challenges. The results suggest that the way national forest governance has been shaped by historical circumstances (showing path dependency) is a critical factor for progress in Readiness processes. There is need for a rethink of the current REDD+ Readiness infrastructure given the serious gaps observed in addressing drivers of deforestation and forest degradation, linking REDD+ to broader national strategies and systematic capacity building.  相似文献   
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