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1.
Grassroots activities so far have not been sufficiently appreciated as sources of innovation. Transition processes towards more sustainable socio-technical energy, transport or production systems, however, are hardly imaginable without a broader participation of engaged citizens. This paper presents and compares three cases of successful grassroots innovations for sustainability. In particular we compare the development of wind technology in Denmark, the solar collector do-it-yourself movement in Austria, and the development of car sharing in Switzerland. The paper aims at a better understanding of the preconditions, patterns of growth and change and factors of success of grassroots innovations for more sustainable socio-technical regimes such as energy and transport. In the analysis we focus on dimensions such as the structural conditions and resources of origin, motivations of social actors involved, learning processes and outcomes, competences and activities of those actors, processes of institution-building, and the relationships to mainstream market actors. Based on the empirical background the paper discusses implications for the theorisation of grassroots innovations for greater sustainability and draws implications for further research.  相似文献   

2.
Community energy projects are attracting increasing attention as potential sources of innovation to support sustainable energy transitions. Research into ‘grassroots innovations’ like community energy often recognises the difficulties they face in simply surviving let alone in growing or seeding wider change. Strategic niche management theory is potentially helpful here as it highlights the important roles played by ‘intermediary actors’ in consolidating, growing and diffusing novel innovations. This paper presents the first in-depth analysis of intermediary work in the UK community energy sector. New empirical evidence was gathered through interviews with 15 community energy intermediaries and a content analysis of 113 intermediary-produced case studies about community energy projects. Analysis finds intermediaries adopting a variety of methods to try and diffuse generic lessons about context-specific projects, but that trying to coordinate support for local projects that exist amidst very different social and political circumstances is challenging. This is exacerbated by the challenges of building a coherent institutional infrastructure for a sector where aims and approaches diverge, and where underlying resources are uncertain and inconsistent. Applications of relatively simple, growth-oriented approaches like strategic niche management to grassroots innovations need to be reformulated to better recognise their diverse and conflicted realities on the ground.  相似文献   

3.
This paper seeks to orientate research on local food networks more firmly towards ideas of grassroots and social niche innovations. Drawing on recent conceptual ideas from strategic niche management, this paper provides an exploratory analysis of attempts to spread grassroots social innovations through the Big Lottery Local Food programme run by the Royal Society of Wildlife Trusts in England. This £ 59.8 million programme aims to distribute grants to a variety of food-related projects and to make locally grown food more accessible and affordable to local communities. Insights into 29 funded projects, of varying length and scale of operation, are provided through over 150 telephone and personal interviews. While the Local Food programme is undoubtedly about bringing small, often neglected pieces of land into production and increasing access to affordable food, results show that the programme is also very much seen as a vehicle for building community capacity through facilitating community cohesion, healthy eating, educational enhancement and integrating disadvantaged groups into mainstream society and economy. The paper concludes with some reflections on the extent to which the concept of grassroots social innovations, as a form of niche innovation, can help understand the ability of local food networks to develop the capacity of communities to respond to locally identified problems and to effect more widespread, sustainable change.  相似文献   

4.
Civil society is a critical arena both for exploring Sustainability itself and for sustaining trajectories towards it through innovation, experimentation and debate. Innovations can be mould breaking and can challenge local institutions. Concurrently, initiatives may be fragile due to the development of new working relationships, reliance on voluntary labour and goodwill, and dependence on grant funding. Here we examine different aspects of what it takes to sustain grassroots trajectories for ‘communal growing’, given the pressures that groups and intermediary organisations practicing and supporting this activity experience, and the consequential need to build qualities like ‘resilience’. Attending carefully to the definition of this otherwise slippery concept, a particular focus is given to how contrasting aspects of temporality and agency lead to divergent constructions of ‘resilience’ and strategies for sustaining growing. We draw on fieldwork that explores the practice and support of communal growing in East Sussex, England, and directly associated activities at a national level.We find important interdependencies between communal growing projects and the intermediary organisations supporting them. Additionally there is huge diversity within and between both projects and the organisations that support them, including with respect to the ends to which growing is seen as a means. These ends link growing initiatives – both antagonistically and synergistically – to food, education and health systems. This diversity can be seen positively as: a source of innovation; facilitating the open and bottom up nature of growing; and, enabling the securing of greater financial support for the endeavour. What is less clear is how this plays into framing and configuring communal growing specifically in relation to achieving a more Sustainable and localised food system. We discuss the conceptual and methodological implications of these empirically derived observations with regards future research on grassroots innovations.  相似文献   

5.
《Climate Policy》2013,13(1):103-106
The ‘efficiency paradox’ has generated controversy and suggests that mainstream economics is not neutral in the way it deals with climate change. An alternative economic framework, evolutionary economics, is used to investigate this crucial issue and offer insights into the development of a complementary framework for designing climate policy and for managing the transition to a low-carbon society. The evolutionary framework allows us to identify the presence of two sources of inertia (i.e. at the individual level through ‘habits’ and at the level of socio-technical systems) that mutually reinforce each other in a path-dependent manner. To overcome ‘carbon lock-in’, decision-makers should design measures (e.g. commitment strategies, niche management) that specifically target those change-resisting factors, as they tend to reduce the efficiency of traditional instruments. A series of recommendations for policy-makers is provided.  相似文献   

6.
This article examines sustainability transitions in the Global South, focusing on the adoption of rooftop photovoltaic (PV) systems in Indonesia as a case study. Based on 55 in-depth interviews and a secondary data review, we develop an alternative analytical framework that draws insights from geographical political economy and political ecology. This alternative lens allows us to better inform the socio-technical transition literature by uncovering both the spatial implications of renewable energy transitions and the power differentials underpinning them. We find that the emergence of rooftop PV technology in Indonesia has provoked resistance, as it challenges the incumbent power company’s monopoly over urban space, the Java-Bali grid system’s dependency on coal-based electricity, and state-led practices that prioritise the implementation of small-scale solar in rural and remote areas. We argue that paying attention to the asymmetric power relations among institutions and actors across multiple scales offers a more-fine grained approach to analysing the dynamics of sustainability transitions. Our findings also call for greater attention to diverse and divergent perspectives among niche actors, emphasising the need to genuinely embrace local voices and knowledge that might otherwise be marginalised by the dominant globally and nationally driven narratives of renewable transition.  相似文献   

7.
Grassroots innovations emerge as networks generating innovative solutions for climate change adaptation and mitigation. However, it is unclear if grassroots innovations can be successful in responding to climate change. Little evidence exists on replication, international comparisons are rare, and research tends to overlook discontinued responses in favour of successful ones. We take the Transition Movement as a case study of a rapidly spreading transnational grassroots network, and include both active and non-active local transition initiatives. We investigate the replication of grassroots innovations in different contexts with the aim to uncover general patterns of success and failure, and identify questions for future research. An online survey was carried out in 23 countries (N = 276). The data analysis entailed testing the effect of internal and contextual factors of success as drawn from the existing literature, and the identification of clusters of transition initiatives with similar internal and contextual factor configurations. Most transition initiatives consider themselves successful. Success is defined along the lines of social connectivity and empowerment, and external environmental impact. We find that less successful transition initiatives might underestimate the importance of contextual factors and material resources in influencing success. We also find that their diffusion is linked to the combination of local–global learning processes, and that there is an incubation period during which a transition initiative is consolidated. Transition initiatives seem capable of generalising organisational principles derived from unique local experiences that seem to be effective in other local contexts. However, the geographical locations matter with regard to where transition initiatives take root and the extent of their success, and ‘place attachment’ may have a role in the diffusion of successful initiatives. We suggest that longitudinal comparative studies can advance our understanding in this regard, as well as inform the changing nature of the definition of success at different stages of grassroots innovation development, and the dynamic nature of local and global linkages.  相似文献   

8.
The notion that pathways can be identified and followed towards more sustainable futures has become an increasingly prevalent idea across the science and policy of global environmental change. Focusing on the debate within literatures on socio-technical systems, we find that pathways are often tied to the concept of scaling up such that they are dependent on trajectories which extend from the geographically small to large scale or from singular incidences to widespread adoption. Building on relational approaches to scaling, in this paper we argue that sustainability pathways need to be conceived as emerging from the catalytic interaction of multiple and overlapping efforts to change the status quo. We suggest that pathways can be conceptualized as being composed of ‘stepping stones’: bundles of related interventions that seize or create opportunities to build momentum for the implementation of innovations, the form of which is not predetermined. Drawing on 243 interviews, participant observation, and document analysis examining urban nature-based solutions across six European countries and the EU, we identify 20 stepping stones that can be used to accelerate the uptake of urban NBS in European cities. In the case of urban NBS in Europe, we find that the capacity of stepping stones to generate catalytic change strongly depends on how they interact with one another. We illustrate that pathways are not given but rather assembled through key interventions that collectively generate the capacities and momentum needed to overcome inertia and generate new socio-material orders in which such interventions are normalized as mainstream responses to sustainability challenges.  相似文献   

9.
Research on vulnerability and adaptation in social-ecological systems (SES) has largely centered on climate change and associated biophysical stressors. Key implications of this are twofold. First, there has been limited engagement with the impacts of social drivers of change on communities and linked SES. Second, the focus on climate effects often assumes slower drivers of change and fails to differentiate the implications of change occurring at different timescales. This has resulted in a body of SES scholarship that is under-theorized in terms of how communities experience and respond to fast versus slow change. Yet, social and economic processes at global scales increasingly emerge as ‘shocks’ for local systems, driving rapid and often surprising forms of change distinct from and yet interacting with the impacts of slow, ongoing ‘trends’. This research seeks to understand the nature and impacts of social shocks as opposed to or in concert with trends through the lens of a qualitative case study of a coastal community in Mexico, where demand from international seafood markets has spurred rapid development of a sea cucumber fishery. Specifically, we examined what different social-ecological changes are being experienced by the community, how the impacts of the sea cucumber fishery are distinct from and interacting with slower ongoing trends and how these processes are affecting system vulnerability, adaptations and adaptive capacity. We begin by proposing a novel framework for conceptualizing impacts on social systems, as comprised of structures, functions, and feedbacks. Our results illustrate how the rapid-onset of this fishery has driven dramatic changes in the community. New challenges such as the ‘gold-rush-style’ arrival of new actors, money, and livelihoods, the rapid over-exploitation of fish stocks, and increases in poaching and armed violence have emerged, exacerbating pressures from ongoing trends in immigration, overfishing and tourism development. We argue that there is a need to better understand and differentiate the social and ecological implications of shocks, which present novel challenges for the vulnerability and adaptive capacity of communities and the sustainability of marine ecosystems.  相似文献   

10.
Does civil society lobbying affect states’ policies on climate change? Does it facilitate or hamper cooperation towards ‘greener’ policies? Environmental non-governmental organizations (ENGOs) and business lobbying groups alike are increasingly seeking to access states’ negotiation delegations at the United Nations Framework Convention on Climate Change (UNFCCC) in order to affect or even change official delegates’ policies. Previous studies have failed to control for the fact that the set of states that have granted civil society access to their delegations is unlikely to be a random sample. Moreover, the fact that a delegation's policy outputs may converge with the preferences of a civil society group cannot be taken as evidence that it was caused by civil society lobbying. A matching approach that addresses both problems is proposed, which corrects for the non-random assignment of civil society organizations to state delegations and forms quasi-experimental contrasts by sampling a set of ‘most similar’ cases that only differ in their treatment; i.e. civil society lobbying. This approach facilitates a causal interpretation of lobbying efforts. The results indicate that only business groups are likely to exert a causal influence on states’ climate delegations. However, contrary to expectations, these groups appear to have enhanced states’ efforts towards environmentally friendly policies.

Policy relevance

What impact can non-governmental actors have in influencing states’ policies at the climate change negotiations? This question is addressed empirically using a matching approach, which corrects potential challenges in the research on interest group influence. It is shown that business groups are likely to influence states’ policies at the UNFCCC – unlike green interest groups or civil society in general. In light of these findings, three policy implications are derived that might be of importance for states and non-governmental decision makers alike. Most importantly, ENGOs should refocus their efforts for exerting their influence. ENGOs could make their lobbying more effective by first identifying the states that may be more receptive to their preferences and positions.  相似文献   

11.
To achieve environmental sustainability and reduce their vulnerability to oil shocks, countries can develop new energy technologies. Technological advances reduce the cost of structural changes in the energy economy, and thus also increase the political feasibility of such changes. But what explains international variation in the form and quality of energy technology innovation? We build on previous theories and offer an integrated account: increasing oil prices reinforce existing sectoral innovation systems, both politically and economically, thus allowing public policymakers and private entrepreneurs to profitably invest in new energy technologies. We test this theoretical argument against data on public R&D expenditures and patents in the domain of renewable energy technology for industrialized countries from 1989 to 2007. We find strong support for the interactive hypothesis. Thus, we contribute to literatures on (i) domestic responses to international shocks, (ii) environmental sustainability and energy security, and (iii) the political economy of technology innovation.  相似文献   

12.
Today's global society is economically, socially and culturally dependent on minerals and metals. While metals are recyclable, terrestrial mineral deposits are by definition ‘non-renewable’ over human timescales and their stocks are thus finite. This raises the spectre of ‘peak minerals’ – the time at which production from terrestrial ores can no longer rise to meet demand and where a maximum (peak) production occurs. Peak minerals prompts a focus on the way minerals can be sustainably used in the future to ensure the services they provide to global society can be maintained.As peak minerals approaches (and is passed in some cases), understanding and monitoring the dynamics of primary mineral production, recycling and dematerialisation, in the context of national and global discussions about mineral resources demand and the money earned from their sale, will become essential for informing and establishing mechanisms for sustainable mineral governance and use efficiency into the future. Taking a cross-scale approach, this paper explores the economic and productivity impacts of peak minerals, and how changes in the mineral production profile are influenced not only by technological and scarcity factors, but also by environmental and social constraints. Specifically we examine the impacts of peak minerals in Australia, a major global minerals supplier, and the consequences for the Asia-Pacific region, a major destination for Australia's minerals.This research has profound implications for local and regional/global sustainability of mineral and metal use. The focus on services is useful for encouraging discussion of transitions in how such services can be provided in a future more sustainable economy, when mineral availability is constrained. The research also begins to address the question of how we approach the development of strategies to maximise returns from mineral wealth over generations.  相似文献   

13.
Understanding how science, technology and innovation can best help to accelerate progress in achieving sustainable development remains a grand challenge for researchers and practitioners. In the context of the global consultation process for preparing a post-2015 Sustainable Development Agenda, various science-based actor networks have emerged, aiming to translate research into political decision-making and to inform transformations towards sustainability. Over the last years, these networks seem to have taken an ever-growing role in structuring the science-policy interface in global sustainability governance. The question arises, however, how they understand and organize ‘scientific knowledge integration’ in sustainability politics.This study offers a structured comparison of twelve global science-based actor networks engaged in the implementation of the Sustainable Development Goals. It shows that these networks use two types of strategies to foster scientific knowledge integration in sustainability governance. A new framework emerges, in which each strategy corresponds to two main approaches of scientific knowledge integration: The entrepreneurial strategy generally seeks to advance advice-oriented and solution-oriented knowledge processes, while assessment-oriented and learning-oriented processes in scientific knowledge integration are mainly promoted through a mediating strategy.  相似文献   

14.
Given the implications of global climate change, including higher likelihood of extreme weather events, and the increasing urban density coupled with reduction in permeable surfaces in the Global South, Sustainable Urban Water Management (SUWM) has emerged as a preferred paradigm for stormwater management. However, the implementation of SUWM, which is premised on using vegetation or engineered capture technologies to control runoff at its source in an effort to replicate natural hydrology, is limited by a lack of institutional integration, not merely between administrative organs with responsibility for stormwater management but also between infrastructure departments, planning institutions, communities, and civil society organizations. This is particularly true in informal settlements in the humid tropics, where excessive impermeable surfaces and a lack of adequate solid waste collection exacerbate municipal limitations in stormwater management. This article discusses an effort to integrate local communities, civil society organizations, and local and regional authorities to improve drainage services within the framework of integrated development in the informal settlement of Los Platanitos, Santo Domingo Norte, Dominican Republic. In order to address the drainage and flooding issues in Los Platanitos while also fostering economic development, representatives of community groups, NGOs, local government, and state agencies have developed a participatory planning structure known as a mesa de concertación, or “cooperating table.” The mesa, which was established in 2014, has succeeded in bringing neighborhood, civil society, and government actors to the same “table” as a mechanism for addressing the community’s drainage challenges within the broader context of integrated community development.  相似文献   

15.
Theorizations of sustainability transformation have foregrounded the construction (making) of novel socioecological relations; however, they generally have obscured processes of deliberate deconstruction (unmaking) of existing, unsustainable ones. Amidst ever more compelling evidence of the simultaneous unsustainability and continued reproduction of capitalist modernity, it is misguided to assume that transformation can happen by the mere construction of supposed ‘solutions’, be they technological, social or cultural. We rather need to better understand whether and how existing institutions, forms of knowledge, practices, imaginaries, power structures, and human-non-human relations can be deconstructed at the service of sustainability transformation. This paper demonstrates the usefulness of a lens that attends to processes of making and unmaking in sustainability transformations through an analysis of an ongoing sustainability transformation, the territorios campesinos agroalimentarios (TCA) endogenous territorial figure and peasant movement in Colombia. TCA is transforming territory beyond capitalism on the basis of relational ontologies and principles of autonomy, dignity and sufficiency. This paper identifies processes of unmaking of capitalism in the TCA and demonstrates how they are concretely entangled in the construction of post-capitalist realities. This paper sketches a research agenda on sustainability transformation that is sensitive to and theoretically equipped for the analysis of transformation as a multifaceted, multilevel process that entails the deconstruction of capitalist modernity and the construction of post-capitalist realities. Central to this agenda is a plural engagement with theories of social change from across the social sciences and humanities, which have not previously been mobilized for this endeavour.  相似文献   

16.
To break away from techno-institutional lock-in in climate change and in other sustainability problems, many have focused on innovation in technological ‘niches’. The destabilisation of the incumbent ‘regime’ has been neglected and external ‘landscape’ pressures under-analysed. With this in mind, this article examines the factors of regime destabilisation and forms of regime resistance in past technological transitions in energy and transport. It analyses 23 energy (electricity, heat & chemicals) and 11 transport (drive chain, networks, fuels & land planning) transitions pre-1990. Furthermore, in order to properly frame these results and make any “lessons from the past” applicable to the present, this article includes an assessment of current sustainability trends.The key lessons from past energy transitions are that regime outsiders with the right ideology and influence on the market can destabilise the energy sector, which has traditionally had strong incumbents. As incumbents are weakened, past transport transitions show that further change may come from emphasising the Health and Lifestyle benefits of sustainability transitions.  相似文献   

17.
Science-based stakeholder dialogues are structured communication processes linking scientists with societal actors, such as representatives of companies, NGOs, governments, and the wider public. Stakeholders possess knowledge needed by scientists to better comprehend, represent and analyse global change problems as well as decision-makers’, managers’ and other stakeholders’ mental models. We will examine the relevance of three theoretical frameworks for science-based stakeholder dialogues in the context of sustainability science. These are Rational Actor Paradigm, Bayesian Learning and Organisational Learning. All three contribute to a better theoretical framework for dialogue practice and the understanding of stakeholders as actors in society and in research in particular. Furthermore, these theories are important for tool development. A combination of analytical and communication tools is recommended to facilitate stakeholder dialogues. The paper refers to examples of dialogue practice gained in the European Climate Forum (ECF).  相似文献   

18.
Energy and climate policies may have significant economy-wide impacts, which are regularly assessed based on quantitative energy-environment-economy models. These tend to vary in their conclusions on the scale and direction of the likely macroeconomic impacts of a low-carbon transition. This paper traces the characteristic discrepancies in models’ outcomes to their origins in different macro-economic theories, most importantly their treatment of technological innovation and finance. We comprehensively analyse the relevant branches of macro-innovation theory and group them into two classes: ‘Equilibrium’ and ‘Non-equilibrium’. While both approaches are rigorous and self-consistent, they frequently yield opposite conclusions for the economic impacts of low-carbon policies. We show that model outcomes are mainly determined by their representations of monetary and finance dimensions, and their interactions with investment, innovation and technological change. Improving these in all modelling approaches is crucial for strengthening the evidence base for policy making and gaining a more consistent picture of the macroeconomic impacts of achieving emissions reductions objectives. The paper contributes towards the ongoing effort of enhancing the transparency and understanding of sophisticated model mechanisms applied to energy and climate policy analysis. It helps tackle the overall ‘black box’ critique, much-cited in policy circles and elsewhere.

Key policy insights

  • Quantitative models commissioned by policy-makers to assess the macroeconomic impacts of climate policy generate contradictory outcomes and interpretations.

  • The source of the differences in model outcomes originates primarily from assumptions on the workings of the financial sector and the nature of money, and of how these interact with processes of low-carbon energy innovation and technological change.

  • Representations of innovation and technological change are incomplete in energy-economy-environment models, leading to limitations in the assessment of the impacts of climate-related policies.

  • All modelling studies should state clearly their underpinning theoretical school and their treatment of finance and innovation.

  • A strong recommendation is given for modellers of energy-economy systems to improve their representations of money and finance.

  相似文献   

19.
In recent years, the environmental problems associated with plastics have become a matter of global concern. Current responses seek to replace plastics with other materials, however it is not yet clear that these alternatives will deliver improved environmental outcomes. There remains an urgent need for more nuanced understandings of plastics, their role in society, and their environmental impacts. Drawing on social science perspectives that emphasise the co-evolution of materials and society, this paper outlines a socio-technical approach to plastics and social change. In this view, plastics are understood in terms of the networks and relations of which they are part – highlighting the limitations of both technological solutions and the blanket condemnation of particular materials. The analysis focuses specifically on plastic packaging, exploring the interplay of technological innovation and consumer practices to better account for processes of change. Our arguments are advanced through reference to three case studies: the launch of a ‘roast in the bag’ chicken by a food retailer, the switch to compostable packaging by a potato crisps (chips) brand, and the refilling of plastic bottles by a cosmetics company. Particular attention is paid to the relationships between commercial, environmental and regulatory concerns. To conclude, we consider implications of the approach presented here for transdisciplinary and policy debates about the problems associated with single-use plastics.  相似文献   

20.
Although existing economic research is informative with regard to the importance of including potential ‘catastrophic’ climate change impacts in the analysis of GHG mitigation benefits, the generic and abstract form of the ‘catastrophe’ implemented has led to a lack of specific policy implications. This article provides an important starting point for a discussion of how to improve economic modelling of potential large-scale impacts of climate change. It considers how the term ‘abrupt climate change’ has been used in the scientific literature to describe changes in the climate system and carefully reviews the characteristics of the events that have been discussed in this context. The findings are compared to the way in which the economic literature has modelled potential economic and human welfare impacts of these ‘catastrophic’ events. In general, the economics literature is found to have modelled such impacts in a uniform way that fails to account for differences in relevant end points and timescales. The result is policy recommendations based on events that do not resemble those of concern. Better treatment of these events in integrated assessment modelling would help ensure that future research efforts can serve as meaningful policy input.  相似文献   

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