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1.
States have been widely criticized for failing to advance the international climate regime. Many observers now believe that a “new” climate governance is emerging through transnational and/or local forms of action that will eventually plug the resulting governance gaps. Yet states, which remain oddly absent from most discussions of the “new” governance, will remain key players as governance becomes more polycentric. This paper introduces a special issue that explores the ability of states to rise to these interconnected challenges through the analytical prism of policy innovation. It reveals that policy innovation is much more multi-dimensional than is often thought; it encompasses three vital activities: invention (centering on the ‘source’ of new policy elements), diffusion (that produces different ‘patterns’ of policy adoption), and the evaluation of the ‘effects’ that such innovations create in reality. The papers, which range from qualitative case studies to large ‘n’ quantitative studies, offer new insights into the varied roles that states play in relation to all three.They show, for instance that: the policy activity of states has risen dramatically in the past decade; that state innovation is affected to similar degrees by internal and external factors; and that policies that offer flexibility to target groups on how to meet policy goals are most effective but that voluntary reporting requirements are ineffective. This paper draws upon these and many other insights to offer a much more nuanced reflection on the future of climate governance; one that deservedly puts states at the front and center of analysis. 相似文献
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Edmund Penning-Rowsell Clare Johnson Sylvia Tunstall 《Global Environmental Change》2006,16(4):323-339
This paper evaluates policy accelerations after past flood crises in the UK (in 1947, 1953, 1998 and 2000) and explores their value as surrogates or metaphors for how governments might respond with policy changes to the local expressions of global climate and environmental change in the future. We find that these past policy change accelerations were, in general, not based on the development of new ideas but on bringing forward existing ideas that were already the subject of widespread professional or public discourse. We suggest, therefore, that we may be able to detect now, as ‘signals’ within current policy discourse, the embryos of the policy shifts that are likely to come about as part of any crisis-response adaptation to future climate change. If this is the case, then we believe that those with policy responsibilities now may be able to begin carefully and proactively to prepare the ground for such policy changes ahead of the crisis events that will alone trigger their acceleration and adoption. 相似文献
4.
This study provides insight into the potential of experiment-based policy making to address complex environmental challenges. The investigation shows the usefulness of making an analytical distinction between incremental and synoptic policy experiments to understand successful change over time. Incremental refers here to gradual adjustment of policies in a specific context, synoptic to radical change of policies on a large scale. Success is understood in terms of drawing lessons and realising policy goals, enabling diffusion and improving environmental status. This unique study, including both the initial investigation and a follow-up 10 years after, analyses the dynamics that emerged from seven empirical cases to identify factors affecting the design and success of these two types of experiments. We studied three incremental experiments and four synoptic experiments in the Dutch fen landscape to learn from their practical experiences. This densely populated and commercially used landscape is vulnerable to environmental pressure such as precipitation peaks, sea level rise and droughts. Initiators of the incremental experiments were able to change land-use management practices, albeit staying relatively close to the status quo. In contrast, while initiators of the synoptic experiments expressed higher ambitions in terms of change, these experiments tended to experience stagnation and difficulties in implementation and diffusion. Observations reveal that experiment-based policy change may crucially depend on capacity to deal with stakeholder dynamics and to embed experiments within multi-level institutional settings. 相似文献
5.
Ecosystem-based management of fisheries and other transboundary natural resources require a number of organizations across jurisdictions to exchange knowledge, coordinate policy goals and engage in collaborative activities. Trust, as part of social capital, is considered a key mechanism facilitating the coordination of such inter-organizational policy networks. However, our understanding of multi-dimensional trust as a theoretical construct and an operational variable in environmental and natural resource management has remained largely untested. This paper presents an empirical assessment of trust and communication measures applied to the North American Great Lakes fisheries policy network. Using a scale-based method developed for this purpose, we quantify the prevalence of different dimensions of trust and in/formal communication in the network and their differentiated impacts on decision-making and goal consensus. Our analysis reveals that calculation-based ‘rational trust’ is important for aligning mutual goals, but relationship-based ‘affinitive trust’ is most significant for influencing decision-making. Informal communication was also found to be a strong predictor of how effectively formal communication will influence decision-making, confirming the “priming” role of informal interactions in formal inter-agency dealings. The results also show the buffering and interactive functions of these components in strengthening institutional resilience, with procedural trust undergirding the system to compensate for a lack of well-developed relationships. Overall, this study provides evidence to suggest that informal communication and multi-dimensional trust constitute a crucial element for improving collaboration and reducing conflict in the networked governance of transboundary natural resource systems. 相似文献
6.
Although climate policy diffusion is widely studied, we know comparatively little about how these global policies and the norms that surround them are used by various political actors seeking to advance their own agendas. In this article, we focus on how global climate norms are diffused differently at national and local scales and used to repoliticize or depoliticize climate change. We focus on the case of Turkey, which carries the stark contrast of showing willingness to achieve global climate goals in the international arena but less so in domestic politics and actions. The article employs a novel methodological approach, using topic modeling and network analyses on a range of climate change–related policy documents, and interviews with high-level officers, conducted at the three jurisdictional levels in Turkey. The findings reveal that although global climate policy is diffused to both national and local governments, it is used in different ways at these levels. The national government uses climate policy diffusion to depoliticize climate change by creating ad hoc climate coalitions and limiting local climate actions to seeking external climate-related funds. Meanwhile, the metropolitan municipalities replicate nationally adopted climate goals, whereas the district municipalities domesticate ambitious climate norms and repoliticize climate change via local climate entrepreneurs and civic action. The paper contributes to understanding how climate policy diffusion and norm domestication can have different political outcomes in achieving global climate goals and argues for increased policy attention to the strategic use of climate policy diffusion for the depoliticization of climate change. 相似文献
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The objective of this paper is to develop independent and systematic criteria for assessing CCS policy in terms of its level of policy integration. We believe that we should assess CCS policy in terms of the distance to an ideal integrated CCS policy in order to keep track of its trajectory toward sustainable development. After reviewing the existing literature of environmental policy integration, an assessment framework for integrated CCS policy is developed based on Arild Underdal's notion of ‘integrated policy’ then, its usefulness is demonstrated by applying it to CCS policies in Japan and Norway. In the final part, we summarize the findings of the cases and conclude with some observations regarding explanatory factors of the difference in terms of the achieved level of policy integration between Japan and Norway's CCS policies, and some policy implications derived from the analysis based on the framework. 相似文献
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适应气候变化政策机制的国际经验与启示 总被引：1，自引：0，他引：1
中国高度重视适应气候变化工作,实行减缓与适应并重的应对气候变化原则,已出台适应气候变化相关的战略、规划等一系列政策文件。但总体来看,中国适应气候变化政策与行动尚处于起步阶段,面临着法规制度缺位、监测评估不足、组织协调机制不完善等挑战,适应气候变化政策的类型、数量和力度都明显弱于减缓。为完善中国适应气候变化政策与机制的框架设计,文中梳理了相关研究、《联合国气候变化框架公约》下的适应气候变化国际机制及主要国家经验,提出了一套完整闭环的适应气候变化核心决策流程及关键支撑机制,并重点从开展法制建设、制定适应战略（计划）、建立监测评估机制、构建协调机制和完善资金机制等五方面,归纳了主要国家的经验与启示,最终研究提出完善我国适应气候变化政策与机制框架设计的建议,包括加快建立和完善适应气候变化法制建设、加快构建国家适应气候变化的政策体系、加快完善国家适应气候变化的机制设计、加强适应气候变化支撑能力建设、推动适应气候变化的国际合作等。 相似文献
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基于自然的解决方案：中国应对气候变化领域的政策进展、问题与对策 总被引：1，自引：0，他引：1
基于自然的解决方案（NbS）在应对气候变化领域的重要作用日益受到国际社会的关注。本文将NbS在应对气候变化领域的生态系统划分为森林、草地、农田、湿地、海洋、城市,采用传统环境政策工具分类,将六大生态系统的政策工具划分为命令控制型、经济激励型、自愿参与型三类。在此基础上,梳理构建NbS在我国应对气候变化领域的政策框架。结果表明,我国初步形成了以命令控制型政策为主,重视通过经济激励型政策引导,并逐步完善自愿参与型政策的NbS政策体系。然而,NbS在我国应对气候变化领域的政策仍存在诸多问题,包括NbS尚未成为应对气候变化的主流措施、缺乏自上而下的管理机制、未形成理论与实践的有机统一、资金来源单一、技术支撑和能力建设薄弱、公众参与度有待进一步加强等。为发挥NbS在我国应对气候变化领域的潜力,建议将NbS纳入我国下阶段国家自主贡献更新文件中,争取提出有关NbS的定量承诺,推动NbS成为应对气候变化的主流措施,构建自上而下的管理机制,建立多元化的资金投入机制,加强从理论到实践、从路径到政策的研究,提升能力保障和公众参与度。 相似文献
10.
Climate change adaptation governance is in flux. Adaptation policies are being adopted by governments at a rapid pace, particularly in Europe. In the period 2005–2010, the total number of recorded adaptation policy measures in the EU grew by some 635%. Despite the plethora of work on adaptation governance, few if any empirical studies have been conducted that explore the driving forces behind the rapid adoption and diffusion of adaptation policies. Working within the theoretical framework of national policy innovation (see Jordan and Huitema, 2014a, Jordan and Huitema, 2014b), we draw on a uniquely systematic database of national climate polices to develop a set of hypotheses on the drivers and barriers surrounding the adoption and diffusion of climate change adaptation policies across 29 European countries. Using an internal/external model we postulate that adaptation is largely being driven by internal factors. Additionally, we look to the possible effects of this policy adoption and diffusion to see if adaptation is emerging into a new and distinct policy field. What we find is that indeed it could be in a handful of countries. 相似文献
11.
Research on the governance of social-ecological systems often emphasizes the need for self-organized, flexible and adaptive arrangements to deal with uncertainty, abrupt change and surprises that are characteristic of social-ecological systems. However, adaptive governance as well as transitions toward alternative forms of governance are embedded in politics and it is often the political processes that determine change and stability in governance systems and policy. This paper analyses five established theoretical frameworks of the policy process originating in political science and public policy research with respect to their potential to enhance understanding of governance and complex policy dynamics in social-ecological systems. The frameworks are found to be divergent in their conceptualization of policy change (focusing on incremental or large-scale, major changes), highlighting different aspects of bounded rationality in their model of individual behavior and focusing their attention on different aspects of the policy process (role of information, attention, beliefs, institutional structure, particular actors, etc.). We discuss the application of these frameworks and their potential contribution to unravelling the political dimension in adaptive governance and transformations. 相似文献
12.
Constanze Haug Tim Rayner Andrew Jordan Roger Hildingsson Johannes Stripple Suvi Monni Dave Huitema Eric Massey Harro van Asselt Frans Berkhout 《Climatic change》2010,101(3-4):427-445
Climate change is widely recognised as a ‘wicked’ policy problem. Agreeing and implementing governance responses is proving extremely difficult. Policy makers in many jurisdictions now emphasise their ambition to govern using the best available evidence. One obvious source of such evidence is the evaluations of the performance of existing policies. But to what extent do these evaluations provide insights into the difficult dilemmas that governors typically encounter? We address this question by reviewing the content of 262 evaluation studies of European climate policies in the light of six kinds of dilemma found in the governance literature. We are interested in what these studies say about the performance of European climate policies and in their capacity to inform evidence-based policy-making. We find that the evaluations do arrive at common findings: that climate change is framed as a problem of market and/or state failure; that voluntary measures tend to be ineffective; that market-based instruments tend to be regressive; that EU-level policies have driven climate policies in the latecomer EU Member States; and that lack of monitoring and weak enforcement are major obstacles to effective policy implementation. However, we also conclude that the evidence base these studies represent is surprisingly weak for such a high profile area. There is too little systematic climate policy evaluation work in the EU to support systematic evidence-based policy making. This reduces the scope for sound policy making in the short run and is a constraint to policy learning in the longer term. 相似文献
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Joseph Szarka 《Climate Policy》2013,13(6):627-638
Abstract To comply with the Kyoto Protocol, signatory nations have implemented a policy template of reducing greenhouse gas emissions mainly from the electricity generation and heavy industry sectors. This article shows how, in the case of France, a policy style based on ‘environmental meso-corporatism’ has largely exhausted this ‘standard recipe’. To consider how far France has developed fresh solutions, two phases of climate policy-making in the 2000s are analysed. Increased recourse to new environmental policy instruments is identified, but implemented through the institutional routines of ‘environmental meso-corporatism’. The article argues that although this policy style has proved relatively well adapted to regulating the technologies of production, it has little purchase on cultures of consumption within the residential and transport sectors. Faced with new challenges, policymakers have proved better equipped to reform policy content than policy style. But France shows some reluctance to resolve the problem of limited policy reach. 相似文献
15.
Within the wide array of adaptive responses to flood hazards, planned relocation of residents at risk is usually only taken into account if other responses are ineffective or unavailable. Residents targeted by planned relocation are confronted with radical changes in their livelihood; therefore, relocation is highly contested within public risk discourse. The present paper assesses dynamic processes in the design and implementation of voluntary planned relocation in the Austrian Danube catchment over five decades. Using the Multiple Streams Approach, the emergence of policy windows is mapped to developments in the problem, political, policy and population streams. A mixed-methods design combines semi-structured interviews of 88 affected households and 21 decision-makers with archival research. Repeated flood events underscored that standard protection did not suffice for all riverside communities. In consequence, national authorities acted as policy entrepreneurs to advocate planned relocation and direct the discourse; by contrast, local stakeholders and residents played a mostly passive role. The relocation policy developed from ad-hoc informal arrangements towards a formalised procedure. Relocation governance evolved as incremental change over a long time span instead of immediate, radical disruption. Policy acceptance by residents depended crucially on social learning and on coincidence with personal circumstances and biographical stages. Policy windows opened for several years, when pre-signals from ongoing public debate accumulated and the different timescales in the decision-making of public administrators, elected representatives and residents aligned. Key factors were long-term perspective, flexibility, engagement and social capacity at a local level to deal with and manage planned relocation. 相似文献
16.
Marisa Beck 《Climate Policy》2018,18(7):928-941
Narrative research is in vogue in the social sciences. A current debate in philosophy of economics concerns the role of storytelling in economic modelling, and a growing research programme in policy studies investigates the influence of stories on policy outcomes. These two streams of research have yet to be connected in an investigation of how scientific models, in addition to delivering numerical results, also shape policy through the stories that are told with them. This article addresses that gap, arguing that stories produced with integrated assessment models of global climate change are particular types of policy narratives. An analytical framework for studying their composition and content is suggested. The narrative analysis of modelled stories illuminates some of the models' underpinning values and beliefs. These values and beliefs influence the normative, policy-relevant conclusions generated with the models. For illustration, the framework is applied to the analysis of two variations of the Dynamic Integrated Climate Economy model that are used to tell different stories about climate justice and climate policy.
Key policy insights
IAMs consist of mathematical structures and the stories told by manipulating these structures.
There is an intricate but not fully deterministic relationship between IAM structures and stories.
Examining both these elements contributes to our understanding of the models' role in climate governance.
Appreciation of modelled stories may facilitate more effective use of IAMs in the policy process.
17.
Infinite uncertainty,forgotten feedbacks,and cost-benefit analysis of climate policy 总被引：1，自引：1，他引：1
Tol (2003) questioned the applicability of expected cost-benefit analysis to global mitigation policy when he found evidence that the
uncertainty surrounding estimates of the marginal damage of climate change could be infinite even if total damages were finite.
Yohe (2003) suggested that this problem could be alleviated if international development aid were directed at eliminating the source
of the problem – climate induced negative growth rates in a few regions along a handful of troublesome scenarios. The hypothesis
about adding a second policy lever to the climate policy calculus is shown to hold, though perhaps not as robustly as originally
thought. A portfolio of international policies with at least two independent tools can avoid infinite uncertainty on the margins
and the associated implications for global mitigation policy at a reasonable price even in the relatively unlikely event that
climate change causes negative economic growth in a region or two.
Electronic supplementary material The online version of this article (doi:) contains supplementary material, which is available to authorized users. 相似文献
18.
Carbon market and climate finance schemes (e.g. the CDM, REDD+ and the Green Climate Fund) are being investigated for their ability to achieve enhanced sustainability outcomes in terrestrial forests, lowland grasslands and marine ecosystems, all which store large amounts of carbon (C). To date however climate policy discourse has largely overlooked the conservation of existing C stored in mountain grasslands and shrublands. These ecosystems provide critical ecological goods and services to humanity yet are increasingly at risk from anthropogenic stressors including agricultural intensification, mining and climate change. The absence of a global estimate for these C stocks is likely to be one reason for their exclusion from climate change policy discussions, both on a political and scientific basis. This represents a missed opportunity in two respects: firstly, by conserving and restoring existing C stocks the impacts of climate change can be lessened; and secondly, carbon finance and climate finance might provide the necessary financial support to address the aforementioned stressors. In this paper we use spatial analysis and estimate there to be between 60.5 Pg C and 82.8 Pg of C contained within biomass and soils of the world's mountain grasslands and shrublands. To put this in perspective, globally tropical Savannas and grasslands, temperate forests and tropical peatlands are estimated to contain 326–330 Pg C, 159–292 Pg C and 88.6 Pg C respectively. Our review of existing empirical studies and of United Nations Framework Convention on Climate Change (UNFCCC) national greenhouse accounts suggests that this C is not reliably accounted for in international carbon budgets. Our estimate is the first to provide a global point of reference, useful in developing future research and in climate policy discussions. We conclude by briefly discussing how climate finance might be leveraged to support the sustainable management of these C stocks, and in so doing uphold the other important socioeconomic benefits provided to humanity. 相似文献
19.
Despite the recent proliferation of national climate change advisory bodies, very little is known about what advice they provide, to whom, and when. To address these gaps in the literature, this article systematically analyses all 700 of the recommendations made by the UK Climate Change Committee (CCC) in the period 2009–20. The CCC is one of the oldest climate change advisory bodies of its kind in the world and its design has been widely emulated by other countries. For the first time, this article documents how the CCC’s mitigation and adaptation recommendations have changed over time with respect to their addressee, sectoral focus and policy targets. It reveals that they became: more numerous per year; more cross-sectoral in their nature; clearer in targeting a specific addressee; and more focused in referring to specific policy targets. By drawing on Fischer’s synthesis of policy evaluation to derive a measure of policy ambition, it also reveals that despite many of its recommendations being repeated year after year, the CCC has become more willing to challenge the policy status quo. It concludes by identifying future research needs in this important and fast-moving area of climate governance, notably understanding the conditions in which the recommendations of advisory bodies (do not) impact national policy. 相似文献
20.
We critically review the Kyoto Protocol and thirteen alternative policy architectures for addressing the threat of global climate change. We employ six criteria to evaluate the policy proposals: environmental outcome, dynamic efficiency, cost-effectiveness, equity, flexibility in the presence of new information, and incentives for participation and compliance. The Kyoto Protocol does not fare well on a number of criteria, but none of the alternative proposals fare well along all six dimensions. We identify several major themes among the alternative proposals: Kyoto is “too little, too fast”; developing countries (DCs) should play a more substantial role and receive incentives to participate; implementation should focus on market-based approaches, especially those with price mechanisms; and participation and compliance incentives are inadequately addressed by most proposals. Our investigation reveals tensions among several of the evaluative criteria, such as between environmental outcome and efficiency, and between cost-effectiveness and incentives for participation and compliance. 相似文献